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转让香港149号金融牌照流程和办理费用

Financial card care question

现在的香港金融牌照的行情是处于市场谷底的如有需要进军香港金融市场贺国际市场现在是一个非常好的时机汇区域彭易经理专业代理香港各类金融牌照转让香港149号金融牌照流程和办理

cost

具体价格是需要看是否在一家公司内还是分开收购分开收购的价格就不过多赘述了近期的交易案例149号牌照价格在一千万左右交易时间在七个月时间包含了持牌人以及场地

cost

贺中介

cost

wait。

转让香港149号金融牌照流程和办理

cost

公司的

Require

香港成立的公司有简单的股东架构最终受益人/实际控制人的身份以及股东和董事要符合合适人选

Require

“。在申请过程中将会以表格的形式对大股东和董事的财务状况以及品格等进行细致的核实

转让香港149号金融牌照流程和办理

cost

大股东的定义单独拥有或与一名有 系人士共同拥有已发 股本的 10%以 上或直接 或间接在该公司的任何股东大会上 使 10%以上的投票 权或控制 10%以上的投票权单独持有或与一名人士共同持有另一个或多于一个法团的股份的人而该等持有的股份使该人能够单独或与一名人士直接或间接该另一法团或其他法团35%或以上

简单说就是持有持牌公司股权10%以上或持有控股于持牌公司之上的公司35%股权转让香港149号金融牌照流程和办理

cost

资金的

Require

对申请人资本的

Require

不同包括股东的资金来源证明和合法证明计划所经营业务的资金

Require

法例上对注册资本金的

Require

法例上对速动资金的

Require

in,对于财务状况的定期汇报也是有明确

Require

of。一般情况下持牌法团须每月向证监会呈交财政资源申报表第4、5、6、9以及10类牌照及其牌照受到不得持有客户资产的条件所规限的法团,Only a financial resources declaration form must be submitted every six months。

转让香港149号金融牌照流程和办理

cost

人员的

Require

主要是法例上规定是要至少一位”Responsible Person RO”管理公司但在申请牌照时或日后获发牌照经营后香港证券及期货事务监察委员会的

Require

至少聘用二位”Responsible Person RO”。in,RO 负责人分大小牌

大牌 RO 是以前已经当过的有相关牌照负责人经验小牌 RO 是通过 HKSI 相关考试有相关行业经验的人员 9 号 RO-2017 年的数据为例不参与公司管理和运营纯挂牌的月薪约是 5-6 万港元这其中视乎经验和议价能力如果需要参与公司运营和管理月薪会高达10万港元

Hong Kong Xintong International Business Co., Ltd. was established in 2007,转让香港149号金融牌照流程和办理

cost

Headquartered in Shenzhen,and in Shanghai,Hongkong,Taiwan,There is an office in Japan。Hong Kong Xintong is a business service integration company,Get involved in international business,financial advisor,Acquisitions and mergers, etc.。

The company has professional accountants,lawyer,Financial advisory team,Use professional knowledge and control service quality and speed,Establish support service platform and solutions for enterprise expansion,Provide consulting for enterprises on overseas investments,Industrial and commercial tax、Acquisition and merger services。The content of this article is strictly prohibited from being reproduced by any website or individual.,Violators will be punished。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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connect:Hong Kong Information Communications Consultant

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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