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SFC responsible person requirements

Financial card care question

Hong Kong No. 149 License Management Guide,Hong Kong No. 149 license application

Hong Kong Securities and Futures Commission financial licenses are divided into numbers 1-10,Among them, the asset management license No. 9 and the consulting license No. 4 attract the most attention.。Application requires 2 Hong Kong licensed responsible persons,Need to have 3-5 years of public performance records and pass strict review,The company needs to have a physical office address and an experienced management team in Hong Kong。
Financial card care question

Hong Kong No. 149 License Management Guide,Hong Kong No. 149 license application

Hong Kong Securities and Futures Commission financial licenses are divided into numbers 1-10,Among them, the No. 9 asset management license attracts the most attention。The application must meet the requirements of the licensed responsible person、Office address、Management team and other requirements,and comply with ongoing regulatory requirements。
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Hong Kong and Chinese team · Senior financial compliance experts