about Us Research and Insights Contact us
Number copied,Please add WeChat to discuss in detail

SFC license change review

Financial card care question

Hong Kong No. 149 plate transfer process_Analysis of case guidance

The transfer of Hong Kong No. 149 plate involves changes in shareholders、name change、Responsible personnel changes and other multiple steps,Pay attention to the difference between big names and small names and the review requirements of the China Securities Regulatory Commission。Transfer fees vary by license type、The impact of factors such as company assets,Choosing the right acquisition target is crucial。
Financial card care question

Hong Kong Stock Exchange:Hong Kong Financial Licensing Regulation No. 149

Hong Kong financial license No. 149 is divided into big and small licenses,When transferring or acquiring, please pay attention to the differences in license types.。Big names can hold client assets,Small brands are limited to introduction business,The acquisition price is directly related to the license type。Shareholders need to provide proof of assets of HKD 5 million,Securities Regulatory Commission review personnel and company change materials。The number of licensed companies in Hong Kong shows market activity,Choosing the appropriate license type depends on specific business needs.。
Customer service avatar
Customer service avatar
Gold License-Compliance Consultant 8:00 AM – 11:00 PM
WeChat QR code
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts