Application for SFC Licensed Corporation

This article systematically analyzes the classification system of financial licenses No. 1-9 of the Hong Kong Securities Regulatory Commission.，Covers securities transactions、futures contract、Leveraged Forex、Institutional financing、Automated trading、Nine types of regulated activities including margin financing and asset management。Describe in detail the application requirements for licensed corporations，including company registration、business structure、internal control、Core elements such as responsible officer appointments and capital requirements，And comparatively analyze the differences in business scope and regulatory requirements between "big brands" that can hold client assets and "small brands" that need to set up independent accounts.。