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SFC 149 license approval

Financial card care question

Hong Kong 149 license

Hong Kong License No. 149 includes Securities Trading No. 1、4No. 3 investment advice and No. 9 asset management licenses,Applications need to meet the paid-in capital threshold of HKD 5 million。This article systematically analyzes the processing conditions、Process details,And provide reference for ready-made license transfer resources.。
Financial card care question

Guide to the process of acquiring a Hong Kong No. 149 license in Hong Kong

This article systematically analyzes the entire process of acquiring Hong Kong No. 149 license,涵盖从意向确定尽职调查到证监会审核等关键步骤并详细说明从49号牌升级至1号牌的方案与费用,A practical guide for investors。
Financial card care question

Hong Kong No. 149 license ready for transfer - application process conditions

Hong Kong License No. 149 includes Securities Trading No. 1、4Class III Securities Consulting and Class 9 Asset Management Licenses,Application requires a registered capital of 10 million Hong Kong dollars、Hong Kong on-site office address and professional qualifications and other conditions,The review period is about 6 months,Existing licenses are available for transfer。
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Hong Kong and Chinese team · Senior financial compliance experts