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Hong Kong No. 4 plate conditions

Financial card care question

Legally hold Hong Kong license No. 149 - Legally acquire Hong Kong license No. 49

Hong Kong License No. 4 is a necessary qualification for providing securities advisory services,Applications need to meet the capital requirement of HKD 5 million、Professional qualifications and strict compliance conditions。This article explains the application process in detail、Key points of the CSRC’s review and ongoing compliance obligations after licensing。
Financial card care question

Legally hold Hong Kong license No. 149 - Legally acquire Hong Kong license No. 49

Hong Kong License No. 4 is a financial license required to provide securities advice services.。Applications need to meet the capital requirement of HKD 5 million、Strict personnel qualification standards,and passed the review by the China Securities Regulatory Commission。After being licensed, you need to submit financial reports regularly.,Ensure compliance operations。
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Hong Kong and Chinese team · Senior financial compliance experts