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Hong Kong No. 1469

Financial card care question

Hong Kong Securities and Futures Commission”intermediary”149The price of number plate and the functions of Hong Kong number plate 1469

This article systematically introduces the application conditions for the Hong Kong Securities Regulatory Commission No. 149 license,Focus on analyzing the fit and proper requirements for licensed corporations、Responsible person(RO)Qualification requirements and regulatory standards for executive directors,Provide compliance guidance for institutional applications。
Financial card care question

The price of Hong Kong No. 149 license plate and the functions of Hong Kong No. 1469 license plate

Application for Hong Kong No. 149 license must meet the fitness and fitness requirements for licensed corporations,including financial status、Competence and other requirements,and appoint at least two responsible persons to oversee the business,Executive directors need to apply to the Securities Regulatory Commission for approval。
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Hong Kong and Chinese team · Senior financial compliance experts