Hong Kong financial license 1、4、9What is the license plate?
Class 1 license：Securities trading license
- Provide customers with trading/brokerage services for stocks and stock options
- Buy and sell bonds for clients
- Purchasing/selling mutual funds and unit trust funds for placing and underwriting securities for clients：It is used to provide various services for securities trading to customers.，Such as providing stock and option trading services；Ability to buy and sell bonds for clients、Functions such as buying and selling mutual funds are among the nine types of licenses that hold the largest number of individuals and units.。
Apply
Require
：It depends on whether you hold client assets to operate funds，Generally, the difficulty of applying for a license to hold assets is different from that of a license not to hold assets.。
1The license is divided into Big 1 and Small 1 to introduce and guide investors to securities firms.，Collect commissions - No. 1 license (commonly known as "small No. 1 license") becomes a securities dealer，To carry out securities trading and capital allocation business - the No. 1 license (commonly known as the "Big No. 1 license" is equivalent to a domestic securities firm), the No. 1 license (securities brokerage) can hold customer assets.：Placing、Debt issuance、financial advisor、Stock trading、stock options、FIT trading、online trading、It’s just like a normal domestic securities firm.。
Class IV license：Securities license purpose：It's a license，Units holding such licenses，Can give investors some appropriate investment advice，Generally to facilitate securities transactions，Hong Kong No. 4 license will be applied for together with Hong Kong No. 1 license。Apply
Require
：Register a Hong Kong company，Configure a corporate structure appropriate to the company's business scale，2RO above the name，Can be used with 1、9License holders of licenses overlap。
Category 9 license：An asset management license is used to manage securities or futures contract investment portfolios for customers on a discretionary basis and to manage funds on a discretionary basis.：Being able to help overseas clients manage assets is a type of Hong Kong financial license sought after by large mainland private equity institutions.。The innocent heart of the mainland、Shengshi Investment、Tianma Assets has entered the Hong Kong market through application or acquisition.。
Apply
Require
：Have a company in Hong Kong or be an overseas corporation；Have certain financial capacity to repay debts、Persons who have passed the assessment of the Securities and Futures Commission of Hong Kong、2person in charge，500Paid-up share capital of more than HK$10,000、300Liquid capital of more than 10,000。
Establish private equity funds or invest for professional investors - No. 9 license (commonly known as "small No. 9 license") to establish public funds，Fund retail - No. 9 license (commonly known as the "big No. 9 license"). Many investors have inquired about the Hong Kong No. 149 license agency.，Many are looking for companies with RO，But actually，If the company also holds a 149 license，Only 3 ROs are needed，Can be shared across individual posts。
Our company specializes in handling special company licenses、Financial license company and license transfer，Domestic companies：pawn shop，auction house，Charitable foundation，Domestic insurance broker，Domestic/outbound travel agency，Security services company，Drug business license (wholesale),medical device，Hazardous chemicals business license，technology company，trading company，Wenwangwen，Dangerous Goods Road Transport License，Internet finance company，Asset management companies, etc.；Hong Kong company：Hong Kong No. 1469，Hong Kong insurance broker，Hong Kong Finance Company，China and Hong Kong license plates，Hong Kong, Zhuhai and Macao license plates，Waiting for financial companies, etc.；overseas company：Europe、North America、Singapore、Taiwan、Japan、Vietnam、Russia、Dubai、Seychelles、Cayman and other countries and regions，Provide personalized solutions and full agency services for you to start a business overseas；Need to see the name contact
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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
