1Number plate securities trading：Provide customers with stock and stock options trading brokerage services，Buy and sell bonds for clients，Buy and sell mutual funds and unit trust funds placing and underwriting securities for clients，Equivalent to mainland securities companies，Provide customers with stock trading services。Only obtained the No. 1 license，Only in Hong Kong can one be engaged in providing securities transactions for clients.、Brokerage and other corresponding services。
What does it take to apply for a Hong Kong 149 license?
Require
Find Manager Peng Yi to trade No. 2 futures contracts：Provide customers with index or commodity futures trading services。Providing clients with index or commodity futures brokerage services。Buy or sell futures contracts for clients。Equivalent to mainland futures companies，Provide customers with futures contract trading business。Only obtained license No. 2，Only in Hong Kong can one be engaged in providing futures contract transactions for customers.、Brokerage and other corresponding services。
What does it take to apply for a Hong Kong 149 license?
Require
Find Manager Peng Yi No. 3 for leveraged foreign exchange trading：Provide customers with foreign exchange transactions on margin，Only with license No. 3，Only institutions can engage in foreign exchange leverage trading and other corresponding businesses.。
4Number plate provides operational advice on securities transactions：Providing investment advice to clients regarding the sale or purchase of securities，Issue research reports or analyzes on securities，Only institutions that have obtained a Type 4 license can provide clients with securities investment advice in Hong Kong.，Publish relevant research reports and other corresponding services。
What does it take to apply for a Hong Kong 149 license?
Require
Find Manager Peng Yi No. 5 to provide operational advice on futures contract trading：Provide investment advice to clients regarding selling or buying futures contracts。Issue research reports or analyzes regarding futures contracts，Only institutions that have obtained the Type 5 license can provide futures investment advice to customers in Hong Kong.，Publish relevant research reports and other corresponding services。
6No.Plate provides advice on institutional financing：Acting as sponsor for an initial public offering for a listing applicant。For "Company Acquisition"、Providing advice on the Mergers and Share Buy-backs Code，Advise listed companies on compliance matters under the Listing Rules，Only those who have obtained the No. 6 license can engage in the business of providing corresponding advice services in institutional financing.。
7Number plate provides automated transaction services：In layman's terms, it means opening an online trading service，current securities、futures、Forex、Bonds and other transactions can be traded through online trading platforms。Only traders with No. 7 license can provide online trading services。8No.plate provides securities margin financing：Provide financing to clients who purchase stocks and use the client's stocks as collateral。
Only those who have obtained the No. 8 license can provide customers with securities mortgage financing business.，Similar to domestic securities financing，通常拥有1号牌也提供这种融资服务。What does it take to apply for a Hong Kong 149 license?
Require
9号牌提供资产管理：Manage securities or futures contract investment portfolios for clients on a discretionary basis。只有获得了9号牌照才能在香港发行基金，Manage client funds, etc.。Equivalent to Mainland China’s private equity fund license。
10号牌提供信贷评级服务：针对公司、债券及主权国的信用可靠性进行等级评定。国际著名的评级机构有标准普尔、穆迪、惠誉，在香港只有获得10号牌照才可成为评级机构。
申请香港证监会金融牌照
Require
办理香港牌照找彭易经理首先就是必须在香港有公司，而且有实际办公场地，面积要合适，对公司的注册资金是有一定的
Require
的具体的就是每个牌照都会有一些差异，1号牌就分大牌小牌，大牌要1000完注册资金小牌只需要500万，那像4号牌这样的单纯做咨询的注册资金就更少。
更重要的就是要持牌人（ro），1号牌要3个，这个持牌人是在香港有考取资格证的人，这个资格证
Require
是从业5年以上才有资格考的，所以一般都是找香港本地人担任。 Requirements for Company Personnel Asset management companies issued with Hong Kong License No. 9 must have at least two responsible officers。That is OR。
In terms of nationality of individuals and responsible persons holding Hong Kong license No. 9，There are no restrictions or special regulations from the Securities Regulatory Commission。
At least one responsible officer of the asset management company must be a member of the board of directors，However, if other board members are not actively involved in or responsible for direct supervision of asset management activities，They do not necessarily need to be licensed to be responsible persons in the asset management business，办理香港牌照找彭易经理另外，Although the Securities and Futures Commission
Require
At least one responsible officer must be based in Hong Kong，in order to directly supervise the relevant business，However, the responsible officer does not need to be in Hong Kong at all times，The condition is that when necessary，The SFC must have immediate access to at least one responsible officer of the asset management company。
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