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申请香港149号牌照有什么用途

Financial card care question

港信通彭易Aaron说在申请香港149号牌照时一定要注意这几个细节,When applying, you need to prepare complete information and pay attention to the submission time of the information.,Generally, all required information must be submitted within a limited working day to successfully complete.

Application conditions

一般香港149号牌照申请包括:The application of Hong Kong No. 149 license is a measure for domestic enterprises to expand into the international market.,There are still many people who are not familiar with the functions of Hong Kong 149 license。

The Hong Kong No. 1 license is a first-class qualification applied for by securities trading companies.,Due to the wide range of business involved,It has the most holders among the ten types of brokerage licenses currently.。Hong Kong license No. 4,Mainly for securities,Provide investors with constructive advice on securities,An existence that acts as a securities guide;Hong Kong License No. 9 is an asset management license,Can help overseas investors manage securities or futures contract investment portfolios。

Hong Kong No. 149 license application,The Securities and Futures Commission of Hong Kong has always been strict in its review and approval,but

Require

different,The difficulty of applying for various types of licenses is also different。Currently, Hong Kong’s No. 9 license is a license resource that large-scale private equity units in the Mainland are keen on.,Mainland private equity firms want to use Hong Kong as a platform to attract international funds,Gradually move towards internationalization。

As a qualification license for Type 9 regulated business under the Securities and Futures Ordinance,It is quite difficult to apply for Hong Kong No. 9 license,Companies holding Hong Kong license No. 9,Equivalent to obtaining a pass in the international capital market。以上就是港信通国际为您整理的香港149号牌照所需要的一些条件如果您想知道更加详细的办理细节您可以咨询港信通国际为您提供详细的咨询服务

港信通国际拥有13年的资质办理经验您可咨询港信通国际办理。Related products:申请香港149号牌照有什么用途


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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