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申请香港149号牌照流程

Financial card care question

港信通彭易Aaron申请香港149号牌照都有什么

Require

在申请香港149牌照的时候如果您没有事先了解的话就申请就会非常难以成功可以咨询港信通国际进行咨询以下就是港信通国际以往办理总结的按照香港证监会的分类来看,The purpose of Hong Kong License No. 9 is asset management,It can help overseas investors manage their assets,It is a common way for large domestic private equity companies to go overseas.。

Hong Kong No. 9 license application is the same as other Hong Kong securities licenses,香港9号牌照办理需要有2名以上的持牌人即常说的RO担任RO的人员有一名须为董事局的成员,Because it’s hard to find a licensee,So when considering an acquisition,Usually pay attention to whether there are corresponding licensed personnel。

香港9号资产管理牌照车专让流程:1.Clarify acquisition qualifications:Do you have a license to operate assets?

cost

there is a gap,Therefore, we must first make it clear that we are acquiring big 9 brands that hold asset operation qualifications.,Still unqualified for a small No. 9 license plate?。2.License change:Replace ro,Required professional and academic qualifications

Require

;3.Expand business:After the change is completed,You can use the acquired qualifications to develop your business。

港信通国际在香港9号牌照车专让方面具备十年从业经历,We currently have Hong Kong licenses with different conditions in hand.,Able to meet the needs of various exhibition industries。Related products:申请香港149号牌照流程


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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