在香港评估一家公司是否适合取得牌照时，The SFC will consider the company’s financial condition and solvency、Qualifications and experience of company personnel、and whether the company has the ability to conduct regulated activities competently。personnel
Require
aspect：首先1.有指定相关方面专业的学历、Industry experience、取得香港当地的证券相关资格考试。股东背景方面：会对股东方面做尽调，直至调查到个人方向。
所以说想取得香港149号牌照，这方面监管的还是比较严格的。
先来了解下香港149号牌照都是可以做哪些业务的：Enterprises holding Hong Kong License No. 1 can carry out financial activities related to securities trading，Can provide customers with buying and selling stocks and stock options，In other words, it can provide customers with brokerage services for stocks and stock options.；Can buy and sell bonds for clients；Can buy (sell) mutual funds and unit trust funds placing and reimbursing securities for clients。
Hong Kong No. 1 license is mainly applied for by securities companies.。Companies holding Hong Kong license No. 4 can provide advice on securities，Hong Kong No. 4 license is mainly applied for by securities consulting companies.，After obtaining the No. 4 license, the company can provide customers with investment advice on selling or buying securities.，Provide clients with research reports and data analysis on securities，In other words, companies that apply for the No. 4 license provide investment advice to friends who buy and sell securities.。
Hong Kong License No. 9 is required by asset management companies to apply for。After the company holds the No. 9 license, it can provide customers with asset management。Generally, securities or futures contract investment portfolios are managed for clients on a discretionary basis.，Or manage the fund on a discretionary basis。Investors who want to apply for the No. 149 license please contact us for details.
Process
Conditions and other matters，In addition, we currently have a ready-made No. 149 license plate available for transfer.。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
