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What are the requirements for applying for Hong Kong license No. 1469?

Financial card care question
  1. Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar。
  2. The company has an actual office address in Hong Kong (must be written as Class A)。
  3. Have an experienced management team to assist in running the company,business framework、Internal control system and qualified responsible personnel RO。
  4. Must have two licensees,Nationality of licensed individuals and responsible persons,There are no restrictions or special regulations from the Securities Regulatory Commission。

Require

At least one responsible officer must be based in Hong Kong,in order to directly supervise the relevant business。

  1. At least one responsible person within the company must be a member of the board of directors。
  2. Registered capital of Hong Kong company

Require

500 10,000 Hong Kong dollars;Must always maintain paid-in share capital and liquid capital of not less than 300 10,000 Hong Kong dollars。Must open an account in a bank in Hong Kong。

There are other details for applying for Hong Kong financial license No. 1469.

Require

可以电话我:Manager Peng Yi–香港金融牌照具体用于做什么呢?

牌照第1类证券交易·为客户提供股票及股票期权的买卖/经纪服务·为客户买卖债券·为客户买入/沽出互惠基金及单位信托基金·配售及包销证券第2类期货合约交易·为客户提供指数或商品期货的买卖/经纪服务·为客户买入/沽出期货合约第3类杠杆式外汇交易·以孖展形式为客户进行外汇交易买卖第4类就证券提供意见·向客户提供有关沽出/买入证券的投资意见·发出有关证券的研究报告/分析第5类就期货合约提供意见·向客户提供有关沽出/买入期货合约的投资意见·发出有关期货合约的研究报告/分析第6类就机构融资提供意见·为上市申请人担任首次公开招股的保荐人·就公司收购合并及股份购回守则提供意见·就上市规则的合规事宜为上市公司提供意见第7类提供自动化交易服务·操作配对客户买卖盘的电子交易平台第8类提供证券保证金融资·为买入股票的客户提供融资并以客户的股票作为抵押品第9类提供资产管理·以全权委托形式为客户管理证券或期货合约投资组合·以全权委托形式管理基金第10类提供信贷评级服务·就公司、Preparing reports on the creditworthiness of bonds and sovereigns provides additional details for applying for a Hong Kong financial license No. 1469

Require

可以电话我:Manager Peng Yi————————————–Huiyu International ——————————-Zhongcheng Yinxin won the Hong Kong 4、9No. 1 license, a new starting point for overseas investment layout, Zhongcheng Yinxin has officially obtained the license from the Hong Kong Securities Regulatory Commission.(SFC)Issued No. 4、9license plate。

Since then,Zhongcheng Yinxin will be able to provide customers with professional and diversified cross-border asset management services based on a global perspective.。future,Zhongcheng Yinxin will develop a complete asset allocation plan based on the specific needs of customers.,Zhongcheng Yinxin is committed to integrating the group's high-quality resources、Connect domestic and overseas resources,Strive to make Zhongcheng Yinxin a global provider of asset management and wealth management services。

Manager Peng Yi specializes in handling various financial licenses,Including Hong Kong insurance broker license、Private equity fund license、insurance broker license、insurance agent license、Insurance adjuster license、Commercial factoring license、 Financial leasing license、pawn shop license、Financing guarantee license、Small loan license、Pay license、Crowdfunding company license、Credit reporting license、Internet financial brand,Hong Kong Financial License No. 1469;The company can also provide various financial license transfer services。


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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