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How to apply for transfer of Hong Kong insurance broker license,Hong Kong insurance is popular,

Financial card care question

There are ten major categories of securities dealer licenses in Hong Kong,Want to start different financial businesses in Hong Kong,You need to apply to the China Securities Regulatory Commission for different types of financial licenses,This article will focus on analyzing license plate No. 149。Friends who have learned about it should have found that the threshold for applying for a Hong Kong license is quite high.,In other words, the strength of companies that can apply for Hong Kong licenses cannot be underestimated.,Invisibly, the Hong Kong license provides brand promotion for the company。

想办理149号牌照的投资者们请联系港信通彭经理详细了解

Process

Conditions and other matters,另外港信通目前手头有现成的149号牌照可供转让,Friends in need please contact Peng Yi。

Enterprises holding Hong Kong License No. 1 can carry out financial activities related to securities trading,Can provide customers with buying and selling stocks and stock options,In other words, it can provide customers with brokerage services for stocks and stock options.;Can buy and sell bonds for clients;Can buy (sell) mutual funds and unit trust funds placing and reimbursing securities for clients。Hong Kong No. 1 license is mainly applied for by securities companies.。

Companies holding Hong Kong license No. 4 can provide advice on securities,Hong Kong No. 4 license is mainly applied for by securities consulting companies.,After obtaining the No. 4 license, the company can provide customers with investment advice on selling or buying securities.,Provide clients with research reports and data analysis on securities,In other words, companies that apply for the No. 4 license provide investment advice to friends who buy and sell securities.。

————————————————————Hong Kong No. 9 license is required for asset management companies to apply for。After the company holds the No. 9 license, it can provide customers with asset management。Generally, securities or futures contract investment portfolios are managed for clients on a discretionary basis.,Or manage the fund on a discretionary basis。

Among the conditions for Hong Kong No. 149 license, the registered capital is a high threshold that needs to be crossed. The minimum paid capital is

Require

Need to be above HKD 5 million,working capital

Require

It varies depending on the actual business scope.。Want to know more about Hong Kong License No. 149

Process

and conditions,Please contact Manager Peng Yi:.There are also ready-made resources available for transfer,Friends, please hurry up if you want to buy。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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connect:Hong Kong Information Communications Consultant

Picture of Xu Wanting

Xu Wanting

Xu Wanting has been engaged in insurance and financial services compliance work in Hong Kong for many years,Responsible for the preparation of IA insurance brokerage regulatory compliance documents、Internal control process construction、AML system design、Regulatory filings and interactions with regulators。She is familiar with insurance product liability、sales compliance、Institutional requirements such as customer protection regulations and establishment of internal training and compliance systems。

Areas of expertise:IA Insurance Brokerage Regulatory Compliance Documentation、Internal control process construction、AML system design、Customer protection regulations、Internal training。

Previous institutions:Hong Kong insurance brokerage company & IA Compliance Team

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