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How to apply for Hong Kong No. 1 securities license,Hong Kong No. 2 Futures License?

Financial card care question

How to apply for a No. 1 securities trading license. Currently, companies with No. 1 securities licenses that can be acquired on the market are basically more than 30 million Hong Kong dollars.,so,Applying for a No. 1 license yourself is very cost-effective in terms of price.。In terms of time, it is about three months slower than acquiring an existing company.,The fastest is 4 months。

Currently our Hong Kong professional team can help apply for Hong Kong No. 1 securities license,Requires registered capital of 10 million Hong Kong dollars,And it must be actually in place,The two licensees are currently difficult to find.,But Weijie can also find suitable personnel,It would be best if the company could provide its own licensees。Relevant documents can be prepared for you。

How to apply for a futures license No. 2 Securities and Futures Commission (SFC) SFC’s No. 2 license is a futures trading license,Provide customers with index or commodity futures trading/brokerage services,Buy/sell futures contracts for clients。2The license requires a registered capital of at least HKD 3.6 million.,2 licensees required,Can be entrusted to help provide suitable candidates,The applicant can also provide it himself。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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