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How to apply for Hong Kong No. 149 financial license

Financial card care question

Detailed introduction to Hong Kong Information Network Peng Yi Aaron said that with the current favorable financial market,A lot of money is looking for investment opportunities to preserve value.,As a leader in the financial market, Hong Kong is not necessarily a good investment area.。How do you want to do financial investment business in Hong Kong?,Then you must hold a Hong Kong financial license No. 149,Hong Kong's No. 149 license application needs to meet many conditions.,Hong Kong Xintong International has rich experience in this regard。

If you want to apply for Hong Kong No. 149 license plate, you can pay attention to these points based on Hong Kong Xintong International’s past experience.:Application for Hong Kong MSO license

Require

  1. company shareholders:Applicants can be individuals or companies,The company must be a local company registered in Hong Kong or an overseas company registered at the Companies Registry。
  2. suitable person:shareholder、director、The final owner is required to provide a police certificate and bank statement.;A suitable candidate application form needs to be filled in,At the same time, it needs to be signed in front of witnesses to take effect.。
  3. Licensee:1Bit,必须为香港长久居民
  4. Registered capital:5010,000 Hong Kong dollars,Need to pay。
  5. Business address or residence:Have an actual commercial building office address in Hong Kong、、Mail;
  6. interview:Need to go to customs for interview。

很多人都通过收购或者申请的方式都获得了自己需要的149号牌照如果您也想获得一份属于自己企业的149号牌照可以咨询港信通国际进行办理!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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