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香港证监会《发牌手册》香港149号金融牌照申请

Financial card care question

香港证监会于2017年发布《发牌手册》对申请金融牌照的事务给出指引申请香港金融牌照的人士应该仔细阅读和理解《发牌手册》其内容包括第一部分你是否需要领取牌照或注册?第1章引言第2章你是否需要领取牌照或注册第3章中介人及持牌人士的类别第II部如要获发牌照或注册须符合甚麼

Require

第4章持牌法团第5章负责人员第6章持牌代表第7章注册机构第III部如何申请牌照或注册第8部申请程序第IV部获发牌或注册后第9章申请更改现有牌照或注册第10章持续责任””How to apply for a No. 1 securities trading license. Currently, companies with No. 1 securities licenses that can be acquired on the market are basically more than 30 million Hong Kong dollars.,所以自己申请一个1号牌照在价格上面来说是非常划算的

In terms of time, it is about three months slower than acquiring an existing company.,The fastest is 4 months。Currently our Hong Kong professional team can help apply for Hong Kong No. 1 securities license,Requires registered capital of 10 million Hong Kong dollars,And it must be actually in place,The two licensees are currently difficult to find.,But Weijie can also find suitable personnel,It would be best if the company could provide its own licensees。Relevant documents can be prepared for you。

How to apply for a futures license No. 2 Securities and Futures Commission (SFC) SFC’s No. 2 license is a futures trading license,Provide customers with index or commodity futures trading/brokerage services,Buy/sell futures contracts for clients。2The license requires a registered capital of at least HKD 3.6 million.,2 licensees required,Can be entrusted to help provide suitable candidates,The applicant can also provide it himself。”


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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