The difference between Hong Kong financial license and Mainland financial license is actually not very big.，But the classification of Hong Kong financial licenses is very good，Divided into numbers 1 to 10 according to function。Like our mainland brokers，If you want to be a securities dealer in Hong Kong，You need to apply for Hong Kong No. 1 license，That is the Hong Kong securities trading license that we are familiar with.。Today we will focus on the conditions and procedures for applying for Hong Kong No. 1 license.。
actually，Since different types of Hong Kong financial licenses have different functions，So when applying for a license，will put forward relatively high requirements for senior managers.
Require
。The Securities and Futures Commission of Hong Kong (SFC) is the approval authority for many financial licenses in Hong Kong.，Proposed for License No. 1
Require
There cannot be less than two licensed responsible persons，One of them is similar to a risk control role in Mainland China。
The China Securities Regulatory Commission allows risk control officers to hold risk control positions for multiple licenses in the conditions and procedures for the Hong Kong No. 1 license.，Therefore a company wants to convert 1、4、9The number plate is processed，In fact, you only need three people in charge.。 The China Securities Regulatory Commission does not have very specific regulations on relevant procedures.
Require
，However, there are still many things that need to be paid attention to when applying for a Hong Kong No. 1 license.。
For example, the registered capital of a registered Hong Kong company should not be less than HK$5 million.，This will make it easier to receive approval from the China Securities Regulatory Commission.，It will also help you apply for a corresponding work visa later.。500You need to pay HKD 10,000 in actual payment at the beginning.，But in Hong Kong No. 1 license
Process
after completion，In fact, you can take out part of it，The account balance must be maintained at HKD 3.6 million.。
When applying for Hong Kong License No. 1，All funding sources need to be own funds，therefore
Require
Shareholders need to provide supporting documents such as bank account statements for the previous year.。
Application process
middle，It is also necessary to provide the contract signed by the company entity and the commercial institution，The quantity cannot be less than three servings，Among them, the lease contract can be regarded as a。 Because the requirements for applying for Hong Kong’s No. 1 license are relatively high.，
Application process
There is also a certain complexity。
Recommended for customers who want to go deeper，You can call us directly to find out more.。 It is the largest Hong Kong financial license processing and transfer service provider in China.，It also has an office in Hong Kong。We are not only very familiar with the procedures of the China Securities Regulatory Commission，There are also multiple types of 1 on hand at the same time、4、9Waiting for Hong Kong financial license to be transferred。Recommended for customers who need to apply for or acquire a Hong Kong financial license，You can call us directly to communicate and understand clearly.。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
