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Conditions for applying for Hong Kong No. 1 plate,香港9号牌照如何申请办理

Financial card care question

港信通彭易Aaron说随着我们身边的金融市场慢慢回暖,A lot of money flows into products such as stock market funds,As an important financial market, Hong Kong,He has a complete financial management system。

在香港如果要参加金融业务的活动就必须要持有相应的牌照而香港牌照中常见的149号牌照都有哪些

Application conditions

呢你港信通国际为您详细解答香港金融牌照被分成了10大类分别对应了不同的业务类型。Hong Kong 1、4、9牌照其实就是香港证监会旗下的第1类、Combination of Class 4 and Class 9 licenses。

获得149牌照需经过一系列严格的资格审查通常获得香港149金融牌照的企业也反映出了该金融机构是一家合规且有实力的机构。1Class license,i.e. securities trading license,Only obtained a Class 1 license,You can only engage in providing securities transactions for clients in Hong Kong、Brokerage services, etc.。It is equivalent to mainland securities companies providing stock trading services to clients.。

4Class license,i.e. license to advise on securities,Only obtained a Category 4 license,Only then can you provide clients with securities investment advice in Hong Kong,Publish relevant research reports。9Class license,Provide asset management license,Only obtained a Category 9 license,Only then can you issue funds in Hong Kong,Manage client funds, etc.。Equivalent to mainland private equity license。央行曾不止一次发声“凡是搞金融的都要持牌经营纳入监管要实现监管全覆盖”

金融业是特许经营的行业业务的开展不论是机构还是个人均需要持有相应的牌照而香港连接了几乎全球的金融市场自然成了海外业务拓展重要的一站如何获取香港金融牌照便是这一站的重要起点如果您要申请香港1、4、9牌照那么您可以率先咨询港信通国际

港信通国际有13年的商务服务经验积累了大量的香港1、4、9牌照交易经验在全国众多大小城市都有着优质的资源随时等待有实力的企业入驻大展宏图。Related products:Conditions for applying for Hong Kong No. 1 plate , 香港9号牌照如何申请办理


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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