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香港1号金融牌照新申请流程收购费用

Financial card care question

在香港办理1号金融牌照其中

Application process

相对比较复杂主要问题反应在前期准备上实缴资金以及场地租赁还人员的聘用等等彭易经理认为一系列准备好之后u才可以进行申请香港申请金融牌照的的流程主要是向证监会提交资料前期的工作量非常大有需要的可以电话联系彭易经理了解详细流程目前我们有香港的现成牌照转让其收购

cost

是历史较低的阶段现在入手对资金出海是一件非常美妙的时间有需要的随时联系

1number plate:Securities trading:Provide customers with trading/brokerage services for stocks and stock options;Buy and sell bonds for clients;Buying/selling mutual funds and unit trust funds for clients, placing and underwriting Securities No. 2:Futures contract trading:Provide customers with trading of index or commodity futures;Providing clients with index or commodity futures brokerage services;Buy or sell futures contracts No. 3 for clients:Leveraged Forex Trading:以孖展形式为客户进行外汇交易买卖4号牌:Advise on securities:Providing investment advice to clients regarding the sale or purchase of securities;Issue research reports or analysis on securities No. 5:Advising on futures contracts:Provide investment advice to clients regarding selling or buying futures contracts;Issue research reports or analysis on futures contracts No. 6:Advise on institutional financing:Acting as sponsor for an initial public offering for a listing applicant;Regarding "Company Acquisition"、Providing advice on the Mergers and Share Buy-backs Code;就《上市规则》的合规事宜为上市公司提供意见7号牌:Provide automated trading services:操作配对客户买卖盘的电子交易平台8号牌:Providing securities margin financing:为买入股票的客户提供融资并以客户的股票作为抵押品9号牌:Provide asset management:Manage securities or futures contract investment portfolios for clients on a discretionary basis;以全权委托形式管理基金香港认可机构申请人应向金融管理专员提供下述资料

  1. The name or title to be used;使用该名称或称谓的原因
  2. Detailed description of the nature of actual or proposed business activities;The time and place at which the relevant business will be or is being carried on;
  3. Date and place of incorporation;一份现正采用的公司组织章程大纲及章程细则(副本)
  4. 一份近期已审计账目及年度报告(副本)香港1号金融牌照新

Application process

acquisition

cost

  1. 提供独立保证报告(如申请人打算经营受规管业务登尼特可提供)
  2. 拟在香港设立的分行或附属公司首3年的业务计划(若需要)
  3. Major shareholders、Names and addresses of directors and chief executive;Company address and telephone/fax number;and any other required data。

Hong Kong Xintong focuses on services for Hong Kong financial license institutions,目前彭易经理团队在香港金融牌照申请项目上丰富的经验和超过三十例牌照申请及转让的案例,Let business owners refer to,We have M&A decisions、M&A targets、M&A timing、 M&A stage strategy、Post-merger integration、Financial license application registration、Hong Kong company establishment planning and a complete set of services to help business owners protect themselves,Let professional teams do professional things,We have been engaged in foundation services for thirteen years,Able to accept client entrustments while,Refined division of labor,Complete the application for a Hong Kong financial license in a relatively short period of time,目前彭易经理公司旗下有干净的香港金融牌照转让有需要的企业主随时联系彭易经理了解咨询

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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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