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How much does it cost to transfer Hong Kong licenses No. 1, 4 and 9?

Financial card care question

last year,Zhonghe Credit Suisse, a subsidiary of Golden Sunflower Capital, has obtained Hong Kong license No. 1, No. 4 and No. 9 approved by the Hong Kong Securities and Futures Commission (SFC).,Take advantage of these three financial licenses with different functions,Build a bridge for investment between customers in China and Hong Kong,Meet investors’ eager needs for asset allocation,In addition to applying,The transfer of Hong Kong license plates No. 1, 4, and No. 9 has also set off a craze in the mainland.,It is not uncommon to enter the Hong Kong securities market through acquisitions。

Let’s analyze the respective uses of the transfer of Hong Kong licenses No. 1, No. 4, and No. 9.: Hong Kong License No. 1:Function for securities trading,according to

License plate type

,Licensed individuals or companies can engage in activities such as buying and selling stocks and other asset transactions.。

Hong Kong license No. 4:It is an important license for securities companies to improve their service sectors.,Securities advisory license,For individuals and entities holding licenses

Require

relatively high,Have more professional securities knowledge to guide investors in securities investment。

Hong Kong license number 9:Transfer and acquisition activities are relatively active,It is equivalent to the mainland’s private equity license,However, mainland China is subject to strict approval,Investors use Hong Kong as a platform,Able to conduct business in international markets,Manage securities or futures contract portfolios for clients。

How much does it cost to transfer Hong Kong licenses No. 1, 4 and 9?,First of all, you need to check whether there are products for transfer.,The price of products with products is slightly higher on the market,If the Hong Kong license No. 1, No. 4 and No. 9 are sold in combination,It will also be more affordable in terms of price

Advantages

Hong Kong is an international financial and asset management center,Under the general trend of increasing internationalization of investment,Hong Kong’s financial license will undoubtedly have a higher screening threshold for companies.,Enter the game in advance by transferring or applying for Hong Kong license No. 1, No. 4, No. 9,It means being more competitive in the international market。

Transfer of license number 1, 4, 9 in Hong Kong、acquisition、Ten years of experience in management,Be familiar with the registration procedures for Hong Kong licenses No. 1-10,It is the largest Hong Kong securities license operator in Guangdong Province.,Maintain long-term excellence in price and professionalism in the same field

Advantages

,Details can be communicated with further。


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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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