Licensing and registration matters in accordance with the Securities and Futures Ordinance promulgated by the Hong Kong Municipal Government since 2015，Anyone conducting regulated capital transactions must apply for a license from the Securities and Futures Commission of Hong Kong。A licensed organization or individual is a "Hong Kong Securities and Futures Commission Licensee"。
Hong Kong as the country’s financial window，As a major financial market in Asia, it also has non-offshore attributes.，Regardless of the maturity of the regulatory framework、The perfection of the public trading market and the richness of financial products, etc.,are at the forefront of the international financial market,It is the preferred platform for international investors to invest in Asia。
Therefore, it is very potential to apply for Hong Kong financial license No. 1-9 in Hong Kong. License No. 1-9 includes：Regulated activities have the following types of licenses 1-9：A category：Securities Trading Category II：The third category of futures contract trading：Leveraged foreign exchange trading category 4：Advising on securities Category 5：Advising on futures contracts Category 6：Advising on institutional financing Category 7：Providing automated trading services Category 8：Providing securities margin financing Category 9：Providing asset management to the Hong Kong market implements a financial license management system,Financial institutions can conduct stock trading at the same time、financial derivatives、Trading in foreign exchange and gold。
9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。Hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also manage and utilize funds from overseas investors。
Category 9 Not applicable if the corporation is subject to the licensing conditions not to hold client assets in relation to Category 9 regulated activities HK$100,000 Otherwise HK$5 million HK$3 million related products：How to apply for Hong Kong number plates 1 to 9 , Hong Kong number plates 1 to 9
Application conditions
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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
