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香港149号牌照专让资源

Financial card care question

港信通彭易Aaron说香港149号牌照专让资源并不算多,Especially high-quality franchises without heavy assets make resources even scarcer.。The Hong Kong financial license transfer process is not as simple as the mainland process,Very strict review of shareholders is required。Hong Kong Xintong International has done a relatively good job in this regard,And they also have the Hong Kong 149 financial license that is directly available for transfer.。

申请香港1469号牌照需要什么条件类牌照:Purpose of securities trading license:It is used to provide various services for securities trading to customers.,Such as providing stock and option trading services;Ability to buy and sell bonds for clients、Functions such as buying and selling mutual funds,It is the one with the largest number of individuals and entities among the 9 types of licenses.。Apply

Require

:It depends on whether you hold client assets to operate funds,Generally, the difficulty of applying for a license to hold assets is different from that of a license not to hold assets.。

Class IV license:Securities advisory license purpose:It’s a consulting license,Units holding such licenses,Can give investors some appropriate investment advice,Generally to facilitate securities transactions,Hong Kong No. 4 license will be applied for together with Hong Kong No. 1 license。Apply

Require

:Register a Hong Kong company,Configure a corporate structure appropriate to the company's business scale,2RO above the name,Can be used with 1、9License holders of licenses overlap。

Category 9 license:Purpose of asset management license:Able to help overseas customers manage assets,It is a type of Hong Kong financial license sought after by large mainland private equity institutions.。以上就香港149号牌照的申请与一些特定的商用场景了目前港信通国际拥有一份149号牌照可以之间进行交易如您的企业有需要可以快速咨询。Related products:香港149号牌照专让资源


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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