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香港149号牌照转让收购方式

Financial card care question

香港149号牌照其实我们所谓的转让还是在公司层面的操作转让的还是公司的股权所以香港那边对这种有牌照的公司还是比较难变更的这就是我们能够帮您去操作的事情首先我们有一些这样的公司标的当然都可以透漏一些相应的信息更多的细节问题还是需要面谈的

香港的金融牌照都是比较稀有的市场上很少会有这样的标的或者一般都不敢大肆宣传自己公司要卖这样的话这个公司牌照要取缔也快了转让的标的情况如下首先就是看您要什么牌照的我们有单独9号牌的情况如下

  1. Intention to sell:clear
  2. license:单小9牌
  3. 有别的金融项目在做所以这块想转已经有跟别的卖家接触

希望面谈也有49号牌一起的

  1. 9small brand
  2. Intention to sell:clear
  3. RO:2Bit;After the successful acquisition of the company,ro留任问题可另行协商
  4. 公司情况刚成立不到一年公司只是帮一些客户做点证券业务没发过产品的公司
  5. 其他变更时可升大9同时现有2位RO可做大1牌RO,therefore,可另外同时申请大1牌

也有149一起的牌照更多详细细节请咨询我。149金融牌照是香港证监会审批的吗?香港金融牌照和内地金融牌照的类型虽然很相似,But Hong Kong’s financial industry needs to be more developed,Regulatory measures are also in line with international standards。

A certain difference can be seen from the work style of the China Securities Regulatory Commission,The Securities and Futures Commission of Hong Kong will classify various types of regulated financial licenses,Application materials required for each type of financial license,Apply

cost

,The process and so on will be written in great detail.。在这样的金融环境之下,Hong Kong’s 149 license plate application is also relatively strict.。Today we will focus on the specific prices and procedures for the transfer and acquisition of Hong Kong No. 149 plates.。


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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