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香港149号牌照收购

Financial card care question

详细介绍港信通彭易Aaron说香港149号牌照收购香港SFC牌照如何办理?申请香港SFC牌照价格多少?以下重点介绍为热门的香港SFC149号牌照申请的具体情况。one、香港1号牌照香港1号牌照有大小之分是券商能够为客户提供证券产品买卖的服务小牌是中间商和介绍人只能推荐客户到券商处购买证券产品

SFC下发的香港1号牌照(含和小牌)一共有一千多个从03年到现在也就仅仅增加了四五百个可见香港1号牌照申请难度还是比较高的很多企业会考虑委托一个办理机构去申请或者直接收购一个现成的香港1号牌照。two、香港4号牌照香港4号牌照并非与交易直接相关的金融牌照香港4号牌照是一个交易咨询类型的牌照

这个很像内地的投资咨询公司资产管理咨询公司内地没有一个单独的咨询牌照但是在香港如果要为投资者人提供这种咨询服务那么同样需要拿到这样一个金融牌照。Generally speaking,4号牌照和1号、9号香港金融牌照会搭配使用因为这样既能够为客户提供交易服务同时也能够提供咨询服务。4号牌照的数量不少同样有一千多个

three、香港9号牌照香港9号牌照又称为香港资产管理牌照,2017年火的应该就数这个牌照了一整年下来有一百多家机构完成了香港9号牌照申请其中有很多都是由内地的私募机构获取的尤其是一些比较知名的私募机构如果您的企业需要办理香港149牌照那么您就可以咨询港信通国际进行办理

港信通国际有丰富资源可以办理优质的香港金融牌照


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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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