about Us blog post Contact us

Contact us now

Copied 13417046218 to clipboard,Please add friends on WeChat。

Hong Kong No. 149 license application conditions、process、cost|Hong Kong No. 149 license transfer

Financial card care question

Countdown to the opening of Shenzhen-Hong Kong Stock Connect,Various institutions are also working hard to accelerate their layout. The number of Hong Kong-listed companies doing roadshows in the mainland has surged.,Some companies frequently "run meetings",Trying to attract more mainland investors。Mainland securities firms are also taking frequent actions,Investigate Hong Kong stock companies with one hand,First-hand planning for listing in Hong Kong to explore overseas markets。

Industry insiders pointed out,Hong Kong stock valuation

Advantages

fade in,Some mainland funds intend to use public and private equity to "raise their cards"、"Buy Shell",The Hong Kong stock market may change from a "valuation depression" to a "hot spot for placards"。9It is understood that the demand for number plates is the largest,The Hong Kong market implements a financial license management system,Financial institutions can conduct stock trading at the same time、financial derivatives、Trading in foreign exchange and gold。

9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。Domestic private equity institutions hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also attract funds from overseas investors。Hong Kong’s financial licenses are divided into many categories,The difficulty of applying for a license is also different.。

Hong Kong Securities and Futures Commission regulations,Apply for asset management(9Number)The license requires 2 Hong Kong licensed responsible persons,The licensed responsible person needs to have 3 to 5 years of continuous public performance records in the capital market and must pass a series of rigorous examinations and qualification reviews.。at the same time,Enterprises also

Require

Have a physical office address in Hong Kong,Have an experienced management team to assist in running the company。

generally,Obtain independent Hong Kong asset management(9Number)A license is the best endorsement of a company’s strength。Hong Kong License No. 149

Application conditions

、process、

cost

—┌┍┎┏┐┑┒┓—Transfer of Hong Kong Financial No. 149 License—┌┍┎┏┐┑┒┓—Shenzhen focuses on various industrial and commercial services,Including various company registrations,Financial license application,。

Professional handling of Tianjin Free Trade Zone,Qianhai company registration in Shenzhen Free Trade Zone,Fund sales license application、Insurance brokerage/insurance agency company establishment,Application for enterprise credit license。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

Hong Kong Insurance Broker License IA Broker Application

Hong Kong insurance brokerage license IA Broker application threshold and processing requirements (latest in 2026)

Application for Hong Kong insurance brokerage license requires company registration、10Minimum share capital of HK$10,000、Professional CEO、300Core requirements such as HKD 10,000 solvency reserve and independent customer accounts,It is now uniformly reviewed and approved by the Hong Kong Insurance Regulatory Bureau.。
Hong Kong Company Registration Certificate

2026Hong Kong company registration conditions:Necessary materials and practical guide to avoiding pits

Understand the latest conditions for Hong Kong company registration in 2026,From shareholder qualifications to bank account opening materials, everything is available。Hong Kong Xintong provides one-stop compliance solutions,Help you settle in Hong Kong efficiently,Seize opportunities in the international market。
Hong Kong Insurance Broker License Application Successful Cases

2026Detailed explanation of Hong Kong insurance brokerage license application requirements and procedures

This article explains in detail the application requirements for a Hong Kong insurance brokerage license.、Process、Approval Department and Frequently Asked Questions,Includes company account setup、Registered capital requirements、Application time and other key information,And provide comparative suggestions on direct application and acquisition of ready-made licenses。
Hong Kong MSO License Account Opening Guide

How to open a bank account after holding an MSO (Money Services Operator) license in Hong Kong

Hong Kong money service operator (MSO) License account opening process:Covers comparison of traditional bank and virtual bank applications、Anti-money laundering (AML) Compliance requirements、Tips to improve account opening success rate and latest regulatory guidelines,Help your cross-border remittance business launch smoothly。