Hong Kong is a special administrative region under one country, two systems，Due to historical reasons，Hong Kong is relatively open to the outside world，There are more and more cases where mainlanders want to carry out securities and financial services in Hong Kong by applying for a Hong Kong 149 license.。in Hong Kong，There are 12 types of financial licenses defined in the Securities and Futures Ordinance，But the most common ones are generally type 1-9 license plates.，Hong Kong Xintong-Existing Hong Kong No. 149 license agency，Can start business immediately。
Because Hong Kong financial licenses are identified by serial numbers，Some mainland people who want to do business in Hong Kong often need to do relevant homework on the license first.。Before learning about Hong Kong No. 149 license agency，Let’s first discuss the functions and uses of license No. 149 and the application
Require
Make a rough summary。
Hong Kong No. 149 License Agent for Type I License of the Securities and Futures Ordinance：Purpose of securities trading license：It is used to provide various services for securities trading to customers.，Such as providing stock and option trading services；Ability to buy and sell bonds for clients、Functions such as buying and selling mutual funds are among the nine types of licenses that hold the largest number of individuals and units.。
Apply
Require
：It depends on whether you hold client assets to operate funds，Generally, the difficulty of applying for a license to hold assets is different from that of a license not to hold assets.。Hong Kong No. 149 License Agent for Type 4 License of the Securities and Futures Ordinance：Securities advisory license purpose：It’s a consulting license，Units holding such licenses，Can give investors some appropriate investment advice，Generally to facilitate securities transactions，Hong Kong No. 4 license will be applied for together with Hong Kong No. 1 license。
Apply
Require
：Register a Hong Kong company，Configure a corporate structure appropriate to the company's business scale，2RO above the name，Can be used with 1、9License holders of licenses overlap。Hong Kong No. 149 License Agent for Type 9 License of the Securities and Futures Ordinance：Purpose of asset management license：Being able to help overseas clients manage assets is a type of Hong Kong financial license sought after by large mainland private equity institutions.。
The innocent heart of the mainland、Shengshi Investment、Tianma Assets has entered the Hong Kong market through application or acquisition.。Apply
Require
：Have a company in Hong Kong or be an overseas corporation；Have certain financial capacity to repay debts、Persons who have passed the assessment of the Securities and Futures Commission of Hong Kong、2person in charge，500Paid-up share capital of more than HK$10,000、300Liquid capital of more than 10,000。
Among the many investors who inquire about the Hong Kong No. 149 license agency，Many are looking for companies with RO，But actually，If the company also holds a 149 license，Only 3 ROs are needed，Can be shared across individual posts。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
