At this stage，my country’s financial market continues to grow，But the China Banking Regulatory Commission、The China Securities Regulatory Commission has also strengthened its supervision of financial activities as never before.，In recent years, due to the Shanghai-Hong Kong Stock Connect、The opening of stock market trading interconnection mechanisms such as Shenzhen-Hong Kong Stock Connect，Let mainland investors turn their attention to Hong Kong，Hong Kong’s No. 149 license is one of the three types of the top ten brokerage licenses and is a key target for mainland enterprises’ layout.，There are currently many mainland companies queuing up to apply for Hong Kong license No. 149.。
The Hong Kong Securities Regulatory Commission is the unified issuing authority for Hong Kong No. 149 licenses.，The Securities and Futures Commission of Hong Kong also has many hurdles，Companies with poor qualifications often fail to do so.。Before understanding the Hong Kong No. 149 license application，Let’s first have a rough idea of the respective uses of Hong Kong No. 149 license plates.。
Hong Kong No. 1 license is the securities trading license，Enterprises holding Hong Kong License No. 1 can operate a wider range of businesses，Can provide customers with stock or stock option trading and brokerage services；Buy and sell bonds for clients；Placing and underwriting securities, etc.。Hong Kong License No. 4 is mainly a qualification for providing professional advice services to investors on securities.；Hong Kong License No. 9 is a license applied by asset management companies，Provide customers with the ability to manage assets。
——————It is difficult to apply for Hong Kong No. 149 license，Hong Kong Securities and Futures Commission
Require
Apply for Hong Kong 149 license
Require
Set up a company in Hong Kong，Or it is allowed if an overseas corporation has been registered with the Companies Registry.；Paid-up capital and liquid capital shall be no less than HK$5 million and HK$3 million respectively.。
Apply for Hong Kong No. 149 securities dealer license
Require
The company has good financial status and debt repayment ability；Other detailed
Require
Due to limited space，No further development。
Hong Kong No. 149 license application is the key for mainland funds to deploy in the international market，In particular, the Hong Kong License No. 9 is used by large mainland private equity institutions to absorb international funds.、A means to achieve overseas asset allocation，The Hong Kong Securities Regulatory Commission has given a six-month approval time for the Hong Kong No. 9 license.，However, it still depends on the specific situation of the applicant.，And it’s not something you can win casually.。
Mainland enterprises successfully deploy Hong Kong No. 149 license，It plays a certain role in improving the enterprise's own qualifications.。
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