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Hong Kong No. 149 license application conditions,Hong Kong No. 149 license plate qualification application process

Financial card care question

Hong Kong Xintong Peng Yi said qualifications:Hong Kong license No. 149 can be said to be well-known in the mainland financial industry.,There won’t be anyone in finance who doesn’t even know these three licenses.。而这三个牌照对内地金融机构来说也确实有着非常重要的意义

So,如果我们需要办理香港149号牌照想要了解香港149号牌照办理条件需要了解香港149号牌资质

Process

可以看看接下来的文章我们一起和大家共同探讨一下这个话题

Application process

China has relatively strict rules for responsible personnel

Require

Provisions on the competence of responsible personnel:If an individual applies for a license from the Securities and Futures Commission,Must demonstrate to the SFC that he has met relevant standards of competence and integrity,成为进行受规管活动的适当人选1)学业/行业资格持有指定范畴的大学学位(例如会计、Certified Financial Planner、economy、or other degree (and have passed the examination in at least two subjects in the designated areas)、Business Administration、Finance and Legal) 、or a professional qualification (e.g. Chartered Financial Analyst、)2)相关行业经验在过去 6 年少有 3 年从事相关行业3)管理经验2年4)通过本地规管架构考试香港证券专业学会的证券及期货从业员资格考试卷一及六合格(就受规管活动牌照而言)看完上述内容的介绍希望可以对大家日后的办理活动中有所帮助

如果大家有办理香港149号牌的需要,You can contact me directly。港信通国际有能力新办也有自己已经办下的现牌可转牌照珍稀想要收购的还请尽快联系。Related products:Hong Kong No. 149 license application conditions , 香港149号牌资质

Process


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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