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What are the conditions and fees for applying for Hong Kong No. 149 plate?

Financial card care question

At present, the application of Hong Kong No. 149 license plate has become the most popular type of license for many domestic institutions.,Some institutions had obtained Hong Kong financial licenses before 2015。Such as top trump assets、Grand View Assets、CreditEase Wealth、Infore Assets、Oriental Harbor Assets、Zhide Assets, etc.。What is the charm of Hong Kong's No. 149 license plate application that has attracted one domestic financial institution after another to apply for it?

Made some summary based on 11 years of experience in Hong Kong financial license application,Let’s unveil with you the application conditions and procedures for Hong Kong’s financial licenses

cost

。First, let’s look at how to apply for Hong Kong No. 149 plate.

Advantages

  1. Can expand the scope of investment targets,Create a better investment environment for domestic pursuit of value investment concepts。
  2. Increase asset allocation options for domestic customers,Can better meet customer needs,Provide more diversified services to high net worth clients。
  3. Attract a large number of overseas rational and objective investors。
  4. You can enjoy Hong Kong’s strong taxation system

Advantages

Reduce larger tax burden。What are the conditions for applying for Hong Kong No. 149 plate?

  1. Register a company in Hong Kong、Good financial status (paid capital is more than HKD 5 million)、Complete company structure、At least two responsible persons,The other person must be a member of the Board of Directors。
  2. Responsible personnel must pass a competency test:a.Academic/Industry Qualification Examination,For example, accounting、Business Administration、economy、Finance and Legal。b. At least 3 years of relevant industry experience、2years of management experience。c. Passed Paper 1 and Paper 6 of the Securities and Futures Practitioner Qualification Examination of the Hong Kong Securities Professional Institute.。Usually, the processing of Hong Kong No. 149 plates will be left to professional organizations like this.,Because I am more familiar with Hong Kong

Process

and regulations。

processed

cost

It is 35% lower than the market price。11 years of experience in professionally handling Hong Kong financial licenses,There are resources to quickly connect to the Hong Kong application office。Transfer of Hong Kong No. 149 license 20% below market price,The one-stop full-service hosting service has served more than 500 domestic and foreign customers.。Contact us for details of Hong Kong No. 149 plate application。We will serve you wholeheartedly!


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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