Hong Kong is the lifeblood of financial transactions，Attracted countless investors to rush to。The application for Hong Kong No. 149 plate is even more popular，Apply for a Hong Kong financial license to provide customers with trading of stocks and stock options、Provides trading of index or commodity futures，Providing investment advice to clients regarding the sale or purchase of securities，Issue research reports or analyzes on securities。
Manage securities or futures contract investment portfolios for clients on a discretionary basis，It also manages funds on a discretionary basis。Funds in Hong Kong can also be freely allocated to global markets without capital controls.。Summarizes some key points that need to be paid attention to when handling Hong Kong No. 149 plates.：financial resources：You must at all times maintain your paid-up share capital and liquid capital at no less than the relevant amounts specified in the Securities and Futures (Financial Resources) Rules。
If you apply for more than one type of regulated activity，The minimum paid-up share capital and liquid capital you should maintain，The highest of the prescribed amounts you apply for in relation to regulated activities will be used。Hong Kong License No. 149 handles all licenses for "regulated activities" at two levels：Institutions and companies need to hold a license for this activity；Practitioners employed by institutions and companies also need to hold a license for this activity。
There are two types of licenses for practitioners:；One is to represent，Second, the responsible person。Hong Kong No. 149 license plate application requires registering a company in Hong Kong，There is conformity
Require
Capital Guarantee Registered capital of HKD 5 million，Have funding sources，Provide bank account statements for the previous year、Investment funds and stocks statements for the previous year，Prove that its assets exceed HKD 5 million.。
Replace the person in charge after applying for Hong Kong No. 149 plate，Bachelor's degree required，Requires no less than 5 years or more relevant experience。Another thing to emphasize is the issue of compliance，Violation of Securities and Futures Commission regulations in Hong Kong，Possible penalties are civil or criminal，Depends on the severity of the violation，The institution or company and the RO have separate responsibilities for compliance。11 years of experience in professionally handling Hong Kong financial licenses，Familiar with Hong Kong’s laws and regulations，
Process
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A ready-made Hong Kong financial license is available for transfer，20% below market price，The only commission-free professional handling agency in China。Full custody one-stop service has been successfully handled for more than 500 cases (including well-known domestic and foreign securities companies)、bank、Investment companies with strong capital, etc.)。Contact us for details of Hong Kong No. 149 plate application。We will serve you wholeheartedly!
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
