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How to apply for Hong Kong No. 1 Securities Trading Company

Financial card care question

The opening of the Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect workflow,Many business information service providers in our country have seen opportunities for new and upgraded development trends.,Therefore, there are many professionals in the financial industry,I had the idea of ​​going to Hong Kong SAR to start my own business in the field of business information services.。

However, due to the strict supervision of the manufacturing industry of commercial information service projects in the Hong Kong Special Administrative Region,,If you want to start a business information service manufacturing industry, apply to register a Hong Kong company,There are many specifications that must be taken into consideration,Many entrepreneurs feel confused。Let me explain to you in detail,How to apply for Hong Kong SAR stock trading companies and their central bank payment licenses。

Business information service manufacturing industry as an industrial agglomeration manufacturing industry,Relevant to the operation and safety of many international reserves,Therefore in all places and places,The management solutions for the business information service manufacturing industry are very demanding.,And a wide range of management methods,It is the market access system, rules and regulations, management plan。

Hong Kong SAR is an international financial center with an earlier development trend in East Asia.,This management method was also followed。in Hong Kong SAR,If you want to enter the business information service manufacturing industry,Just try to follow the rules of relativity,Apply to apply for registration to create a business information service type,And apply for a central bank payment license with corresponding market access rules and regulations.。

In the business information service project manufacturing industry,Closer to residents’ daily life,There is no doubt that it is a stock trading service.,It is consistent with the No. 1 central bank payment license in the financial industry of the Hong Kong SAR.。Due to the implementation of market access system regulations and license system,Therefore, all eligible applications to register a Hong Kong company,You can apply to the Hong Kong Monetary Authority for a No. 1 central bank payment license (stock trading type)。

These specifications are:

  1. Apply for registration in accordance with the Hong Kong Company Management Ordinance. Apply for registration. Apply for registration of a Hong Kong company.,Or foreign companies that apply for registration and filing at the Companies Registry of the Hong Kong SAR;
  2. When applying to register a Hong Kong company, try to establish a sound internal supervision and control system.,Have an enterprise architecture that pivots its workflow requirements,And have professional staff with qualified certificates,Immediately control relevant workflow activities,In addition, one of the professional staff can, if necessary,,Control and verify relevant work processes at any time,to deal with possible hazards。
  3. Established Hong Kong SAR stock trading service station,There must be at least one person recognized by the Securities and Futures Commission of Hong Kong、Chief Supervisor with sufficient professional capabilities。

After taking into account the above specifications,When applying to register a Hong Kong company, you can prepare all the relevant information.,Together with other raw materials in the company,Submit to Hong Kong Securities and Futures Commission for review,The importance of its review,In addition to the work experience of professional and technical personnel,We will continue to review the production and operation status and provision coverage of companies applying for registration in Hong Kong (or foreign companies registered in Hong Kong, my country).,That is, the total amount of capital contribution and capital turnover situation are clarified.。

It can be seen,If you want to register a stock trading company in Hong Kong, China,And apply for a central bank payment license for stock trading,There are many specifications that must be taken into consideration。In order to improve the efficiency of Hong Kong SAR company registration and central bank payment license application work,Choose a professional and experienced enterprise service provider to assist you,There is no doubt that it is the right choice。Related products:Hong Kong financial license application , Hong Kong financial license registration , Apply for a Hong Kong financial license


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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