The financial industry has undergone dramatic changes this year，Many mainland companies are vying for Hong Kong financial licenses。Among them, Hong Kong No. 1 plate，In other words, securities trading licenses have become the most sought-after prize.。Mainland banks，private placement，Insurance，In order to seek the layout of international financial assets, trust companies，Enthusiasm for handling。In order to do business faster, large companies like Zhuoxin International，They even acquired all the No. 149 license plates directly through mergers and acquisitions.。
Today, in addition to sharing the conditions and procedures for Hong Kong No. 1 license plate application,，At the same time, we also have an in-depth understanding of the difficulty of applying for Hong Kong No. 1 plate and future market demand based on each successful application case.。Hong Kong License No. 1 belongs to the "No. 1 Person" of Hong Kong's 10 regulated financial licenses，The main function of Hong Kong No. 1 plate is：Customers can open securities accounts through Hong Kong's No. 1 brokerage firm。
July this year，Taikang officially completed the Hong Kong No. 1 license plate application process，The acquisition of this Hong Kong financial license means that Taikang Asset Management Co., Ltd. is deploying more diversified international financial assets.，A clearer step forward on the road to providing customers with more robust services。Below we focus on the conditions and procedures for Hong Kong No. 1 plate application in the form of questions.。1，Can mainland companies directly apply for Hong Kong No. 1 license? This is not allowed。
The Securities and Futures Commission (SFC) issues guidelines，And based on our handling experience，To apply for Hong Kong No. 1 license, you need to establish a Hong Kong company，Or the overseas institution completes registration at the Hong Kong Registration Office。Let’s take a look at the case of Shanghai Trust applying for a Hong Kong financial license.，Shanghai Trust established a wholly-owned subsidiary in Hong Kong - Shanghai Trust Hong Kong，Then go to Hong Kong with the above letter as the subject 4、9Application for number license。
Same，Mainland companies want to successfully complete the Hong Kong No. 1 license application，It would be better to set up an independent subsidiary in Hong Kong，This will make the operation more convenient。2，Hong Kong No. 1 plate
Application conditions
What is it?
What we mentioned above is to complete the registration at the Hong Kong Registration Office.，But there are other conditions
Require
It is also relatively strict，include
Require
Companies established in Hong Kong must have a good risk control system，Appoint at least two responsible personnel to supervise the company's business activities。The qualifications of the person in charge need to be reviewed by the Securities Regulatory Commission，Only after passing the review can the application for Hong Kong No. 1 plate be completed.。
It is best for the person in charge to pass the CFA、FRM、Professional exams such as FCCA and CPA，The above are all qualifications recognized by the China Securities Regulatory Commission.。3，Hong Kong No. 1 plate
Application process
What is it?
Hong Kong’s financial industry regulatory system ranks very high internationally.，Therefore, the review of applicants’ qualifications will be very strict.，Although Hong Kong No. 1 plate
Application process
Mainly to submit application materials to the China Securities Regulatory Commission，and make detailed reports to the China Securities Regulatory Commission on the situation of shareholders and responsible personnel.。
If the financial situation is solvency，Personnel’s academic qualifications or professional qualifications，Risk control capabilities，There is a problem with the credit endorsement，Then it is very likely that the application period for Hong Kong No. 1 plate will be greatly extended.。，It is the largest financial license processing service provider in China and Hong Kong.，Ten years of senior management experience，Helped more than 500 companies obtain Hong Kong financial licenses。Whether it is processing or direct acquisition，The quotations given must be 20% lower than those of peers.。
In the long-term process of docking with the China Securities Regulatory Commission，Accumulated a large amount of management resources，For no responsible person，individual licensee，Don’t know how to register a Hong Kong company?，What type of Hong Kong company customers should be registered?。We can customize a complete set of solutions according to the specific situation of the customer。It is recommended that we need to learn more about the application and acquisition of Hong Kong No. 1 plate.，You can call us directly to communicate and understand clearly.。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
