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Hong Kong No. 1 financial license application conditions

Financial card care question

Hong Kong License No. 1

Process

:1,Be prepared to comply with the above

Require

application materials。2,Submit materials to the Securities and Futures Commission of Hong Kong。(Mainly inspect the company’s personnel,financial situation,ability to perform obligations,Robustness) 3,After the cards are dealt,Relevant financial resource declaration forms are also required to be submitted every month.。

[Manager Peng Yi of Shenzhen Hong Kong Xintong] has strong operational ability in handling Hong Kong financial license applications,More experienced,There have been 1,000+ cases of new Hong Kong financial license applications and acquisitions and transfers。at the same time,In order to conduct financial business in Hong Kong faster,At the same time, multiple high-quality Hong Kong financial licenses are available for direct transfer.。[Manager Peng Yi, Shenzhen Hong Kong Xintong]


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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