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What are the conditions for applying for Hong Kong No. 1 plate?

Financial card care question

近金融市场比较活跃有很多资金在流动到香港如果你的公司有在香港有金融业务的话那么持有一块香港金融牌照将会在业务上有很大便利性香港金融牌照分为很多种类而香港其中金融类牌照就分为1到9号牌照其中每个牌照的职能和作用都不同

1号牌照为证券交易类牌照其中申请的人也是多的申请难度也相对较大而港信通国际常年帮助大陆企业进行牌照申请积累了丰富的经验所以根据港信通国际以往的办理经验可以简单分为这几个方面:1,There must be at least two agency heads。The person in charge of the organization needs to have relevant industry qualification certificates or five years of experience in related industries.。

2,Registered capital and working capital need to meet the corresponding Hong Kong No. 1 license application conditions

Require

。3,The company entity needs to be a Hong Kong company,or a foreign company registered with the Hong Kong Registrar。4,The company’s business structure must be good,Able to respond reasonably to risks and crises in the business operation process。5,Corresponding directors are required,Responsible personnel, etc.。Hong Kong License No. 1

Process

:1,Be prepared to comply with the above

Require

application materials。

2,Submit materials to the Securities and Futures Commission of Hong Kong。(Mainly inspect the company’s personnel,financial situation,ability to perform obligations,Robustness) 3,After the cards are dealt,Relevant financial resource declaration forms are also required to be submitted every month.。Hong Kong Xintong International has strong operational capabilities in handling Hong Kong financial license applications,More experienced,There have been 800+ cases of new Hong Kong financial license applications and acquisitions and transfers。

at the same time,In order to allow the boss to launch Hong Kong financial business faster,At the same time, multiple high-quality Hong Kong financial licenses are available for direct transfer.。Conditions for applying for Hong Kong No. 1 license,How to apply for a Hong Kong securities trading license,Hong Kong License No. 1

Process

Wait for related matters,港信通国际均有准确答案。Related products:What are the conditions for applying for Hong Kong No. 1 plate?


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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