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Hong Kong No. 1 financial license application requirements

Financial card care question

香港金融市场作为亚洲地区的金融市场有着非常多的金融资金流动市场为了更好的管理金融市场香港有着不同金融牌照管理着不同的市场而香港1号金融牌照作为整卷交易牌照有着非常重要的作用很多金融机构都想获得其中一款而在深圳的港信通国际有常年办理申请金融牌照的经验可以为有需要办理的公司提供专业的代办服务根据港信通国际以往的办理经验申请香港1号金融牌照可以简单分为这几个方面:Conditions for applying for Hong Kong No. 1 license,How to apply for a Hong Kong securities trading license,Hong Kong License No. 1

Process

Wait for related matters,港信通国际均有准确答案

香港1号牌照属于香港证券牌照中受规管的类牌照,The purpose is to build a platform for securities trading,Securities investors can realize stocks、Bond and other related transactions。According to statistics,Hong Kong No. 1 licenses are issued to individuals and entities that account for a larger proportion of the other types of licenses.。

Hong Kong License No. 1

Process

  1. Conditional supplement:Our RO、funds、When Hong Kong companies are in place,Applications may be made to the Securities and Futures Commission of Hong Kong;
  2. Submit materials:Submit with

Application conditions

Send relevant materials to the acceptance department,Apply;

  1. 审核阶段:The Securities and Futures Commission of Hong Kong mainly looks at the financial situation of enterprises、Personnel qualifications、Review credit status and other aspects;
  2. License issuance:Eligible units,Hong Kong Securities and Futures Commission issues Hong Kong No. 1 license。

Hong Kong No. 1 license application

cost

cost

Diverse constituent factors,in,According to whether the investor's assets are held, the operation is divided into big 1 card and small 1 card.,Big 1 can be held,Small 1 cannot be held,under balance,The former

cost

Naturally slightly higher than the latter。

综上因为每个牌照的职能和申请难度都有差异所以在申请的之前公司需要衡量是否需要如果有需求可以咨询港信通国际进行办理港信通国际有十三的金融牌照申请经验可以为您提供专业的申请办理服务!相关产品:Hong Kong No. 1 financial license agency

Application conditions


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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