Hong Kong is one of the special administrative regions of my country，Have relatively high economic freedom and policy freedom，For the mainland，Hong Kong is an international financial center，Higher degree of openness to the outside world，Hong Kong can be used as a window for international business，But conducting financial business in Hong Kong，Same as mainland China, you need to hold relevant qualifications，Hong Kong’s licenses are divided into 9 categories，Space is limited，This article first focuses on the Hong Kong No. 1 license application。
Hong Kong No. 1 license is generally a license that Hong Kong securities companies need to apply for.，Companies holding license No. 1 can apply to companies with the following business qualifications:：
- Providing buying and selling of stocks and stock options to specific groups of people、Brokerage services；
- Buy and sell bonds；
- Buying or selling mutual funds and unit trust funds (investment funds) placing and underwriting securities (agreement signed between the securities issuer and the underwriting agency，a way to take on sales risk)。
Hong Kong No. 1 license application is also called Hong Kong securities trading license，The difficulty of applying is actually not that small，The Hong Kong Securities Regulatory Commission has also become stricter with the issuance of financial securities dealer licenses as the demand for applications increases.，There are differences between individuals and organizations applying for Hong Kong No. 1 license.，The number of individuals holding Hong Kong No. 1 licenses has reached more than 30,000，Accounting for 44.17% of Type 9 licenses。
And by 2016，There are less than 1,000 institutions holding Hong Kong securities trading licenses，Accounting for 25.23% of Type 9 licenses。
It can be seen that the number of No. 1 license holders in Hong Kong is relatively large.，Apply for Hong Kong License No. 1，It needs to be based on the actual situation of the applicant，If the applicant is an approved agent or dealer，of working capital
Require
Not less than HK$500,000；If you are an applicant that provides securities margin financing，paid-in capital and working capital
Require
For HK$10 million and above HK$3 million。
The Hong Kong market implements a financial license management system，Usually Hong Kong No. 1 license is applied for
Require
The company has more than 2 company executives，One of them will be appointed as Executive Director，Policies involving Hong Kong，Most applicants said they were relatively unfamiliar with，clear
Application conditions
and process，It is more beneficial to carry out application work。
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