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Acquisition fee for new application process for Hong Kong No. 1 financial license

Financial card care question

Applying for a No. 1 financial license in Hong Kong

Application process

relatively complex,The main problem is reflected in the preliminary preparation,Paid-in funds and hiring of venue rental and return personnel, etc.,Manager Peng Yi believes that u can apply only after a series of preparations are completed,The process of applying for a financial license in Hong Kong mainly involves submitting information to the Securities and Futures Commission,The initial workload is very large,有需要的可以电话联系彭易经理了解详细流程目前我们有香港的现成牌照转让其收购

cost

是历史较低的阶段现在入手对资金出海是一件非常美妙的时间有需要的随时联系

1number plate:Securities trading:Provide customers with trading/brokerage services for stocks and stock options;Buy and sell bonds for clients;Buying/selling mutual funds and unit trust funds for clients, placing and underwriting Securities No. 2:Futures contract trading:Provide customers with trading of index or commodity futures;Providing clients with index or commodity futures brokerage services;Buy or sell futures contracts No. 3 for clients:Leveraged Forex Trading:以孖展形式为客户进行外汇交易买卖4号牌:Advise on securities:Providing investment advice to clients regarding the sale or purchase of securities;Issue research reports or analysis on securities No. 5:Advising on futures contracts:Provide investment advice to clients regarding selling or buying futures contracts;Issue research reports or analysis on futures contracts No. 6:Advise on institutional financing:Acting as sponsor for an initial public offering for a listing applicant;Regarding "Company Acquisition"、Providing advice on the Mergers and Share Buy-backs Code;就《上市规则》的合规事宜为上市公司提供意见7号牌:Provide automated trading services:Electronic trading platform No. 8 that operates matching customer orders:Providing securities margin financing:Provide financing to customers who buy stocks and use the customer's stocks as collateral No. 9:Provide asset management:Manage securities or futures contract investment portfolios for clients on a discretionary basis;Applicants for Hong Kong authorized institutions to manage funds on a discretionary basis should provide the following information to the Monetary Authority:

  1. The name or title to be used;Reason for using this name or title;
  2. Detailed description of the nature of actual or proposed business activities;The time and place at which the relevant business will be or is being carried on;
  3. Date and place of incorporation;A copy of the company’s currently adopted memorandum and articles of association (copy);
  4. A copy of the most recent audited accounts and annual report;Hong Kong No. 1 financial license new

Application process

acquisition

cost

  1. Provide an independent assurance report (if the applicant intends to operate a regulated business,Dennet available);
  2. Business plan for the first three years of the branch or subsidiary to be established in Hong Kong (if necessary);
  3. Major shareholders、Names and addresses of directors and chief executive;Company address and telephone/fax number;and any other required data。

Hong Kong Xintong focuses on services for Hong Kong financial license institutions,At present, Peng Yi's management team has rich experience in Hong Kong financial license application projects and more than 30 license application and transfer cases.,Let business owners refer to,We have M&A decisions、M&A targets、M&A timing、 M&A stage strategy、Post-merger integration、Financial license application registration、Hong Kong company establishment planning and a complete set of services to help business owners protect themselves,Let professional teams do professional things,We have been engaged in foundation services for thirteen years,Able to accept client entrustments while,Refined division of labor,Complete the application for a Hong Kong financial license in a relatively short period of time,Currently, Peng Yi Management Company has a clean Hong Kong financial license transfer,Business owners in need can contact Manager Peng Yi at any time for consultation.。

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About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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