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Hong Kong No. 1 plate acquisition cycle and costs

Financial card care question

People who know more about Hong Kong’s No. 1 license stop at Hong Kong’s securities trading license,As everyone knows,In fact, there are still aspects of No. 1 that deserve further study.。According to relevant statistics,By the end of 2017,Among the 4892 licensed companies in Hong Kong,Hong Kong No. 1 plate accounts for 1/4 of them,All this is due to the good development trend of Hong Kong's securities market。Then the following will focus on the Hong Kong No. 1 plate acquisition cycle and

cost

perform analysis。

The operation of securities trading activities in Hong Kong must be carried out by two licensed persons.,But the licensee has a degree、Both experience and qualifications are relevant

Require

,Therefore, it is a hurdle in talent search.,In handling the procedures for acquiring Hong Kong No. 1 license,Replacing RO also requires a longer period,So when it comes to the choice of acquiring or applying for Hong Kong No. 1 license plate,Investors should weigh which method is more suitable for them。

Acquired by Hong Kong No. 1 Plate

Advantages

Mainly reflected in time,For businesses that urgently need a license to support their development,Transfer is the way to go,But it also means the price will be slightly higher,But specific

cost

It also depends on the actual situation of the license plate.。

Investors have various needs for business development,Some units only want to earn commissions by attracting traffic and introducing securities investors to securities firms to achieve business.,to the license plate

Require

Not particularly high,Here we call it Small No. 1 plate。

If you are actually carrying out securities trading activities,,Open an account for a customer、Providing various investment product buying and selling services,Need to apply for a No. 1 license from the Hong Kong Securities and Futures Commission,The acquisition of Hong Kong’s No. 1 license plate on the market now costs tens of millions.,Always below the market average price

Advantages

Favored by investors。

The acquisition cycle of Hong Kong No. 1 license plate is relatively shorter than the 6 cycles required for application.,But due to RO replacement,The Hong Kong Securities and Futures Commission will re-inspect the RO situation,Ensure compliance with standards set by the Securities and Futures Commission。

—Application for Hong Kong license plates 1 to 9、acquisition、transfer

  1. brand:Largest Hong Kong financial licensing service organization
  2. major:Cumulatively serving more than 500 domestic and foreign customers
  3. focus:10 years of successful experience in Hong Kong financial license application

Advantages

:Transfer Hong Kong No. 149 license at 20% off the market price ,Ten years of experience in Hong Kong financial license processing field,Familiar with Hong Kong No. 1 plate acquisition procedures,In order to cater to the diversified needs of investors for business development,We now provide many Hong Kong licenses such as 1.2.3.4.6.9 etc.、transfer business,Few qualifications,Hong Kong No. 1 plate acquisition cycle and

cost

Details welcome and further communication。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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