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What are the functions of Hong Kong financial license numbers 1 to 9?

Financial card care question

If your company has financial operations in Hong Kong,And want to hold financial licenses No. 1 to 9,Then you have to choose the lot number that suits your company's business and apply for the combination.,There are corresponding conditions when applying for several types of licenses!

Among them Hong Kong

  1. 5The functions covered by the license plate are as follows::2license plate:Futures contract trading licenses can provide customers with the trading of index or commodity futures.,We can also provide customers with commodity futures brokerage services.,Selling futures contracts,2The No. 3 license can be simply understood as the No. 3 license with futures trading rights.:Leveraged foreign exchange trading has foreign exchange trading authority,Conduct foreign exchange transactions for clients on margin No. 5:Providing advice on futures contracts Providing clients with investment advice on selling or buying futures contracts,and issue research reports or analyzes regarding futures contracts,Professional research and analysis reports focusing on futures analysis reports. The above is Hong Kong
  2. 5The function of license plate,If your company has relevant license application needs, you can consult Hong Kong Xintong International for processing.,Hong Kong Xintong International is an agency company specializing in handling Hong Kong licenses No. 1 to 9 in Shenzhen.,If you want to apply for Hong Kong license No. 1-9, you can consult Hong Kong Xintong International's related products.:What are the functions of Hong Kong financial license numbers 1 to 9?

About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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