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What are the numbers 1 to 9 in Hong Kong?,Application conditions for Hong Kong license plates 1 to 9

Financial card care question

At present, with the favorable environment,,Many financial activities have entered a relatively active period,As an offshore financial center, Hong Kong plays a very important role,If your company involves financial business in Hong Kong。

Then, having a plate numbered 1 to 9 can participate in more financial activities.,Based on Hong Kong Xintong International’s previous license application experience,Mainly divided into these aspects:Hong Kong licenses No. 1 to 9 are subdivided into 9 different types of licenses, each of which has different functions.,Some license plates can be used simply,Some license plates need to be combined with other different license plates for better results.。

Here we can briefly explain some of the different license plates and their uses and functions.:1license plate:This type of securities trading license can provide customers with stock and stock option buying and brokerage services.、You can also buy securities for clients,Can also buy and sell placing and reimbursement securities of mutual funds and unit trust funds for clients,A simple understanding will give you the right to trade securities No. 4:Advising on Securities Providing clients with investment professional advice regarding the sale or purchase of securities.,Issue research reports or analysis on securities No. 9:Provide asset management to manage securities or futures contract investment portfolios for clients on a discretionary basis,The license to manage funds on a discretionary basis is 1、4、9It is a relatively important type of license plate.。

The above are some of the functions of Hong Kong license plates No. 1 to 9,If you have application requirements for a Hong Kong financial license,Then you can consult Hong Kong Xintong International to provide you with professional Hong Kong financial license application。Related products:What are the numbers 1 to 9 in Hong Kong? , Hong Kong number plates 1 to 9

Application conditions


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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Hong Kong and Chinese team · Senior financial compliance experts