one、If you directly ask the merchant to apply for a license, what will it do to the RO?
Require
：
- For each type of regulated activity for which you are applying,You must appoint at least two responsible officers to directly supervise the relevant activities you intend to carry out。Hong Kong No. 149 Financial License Application
- For each type of regulated activity for which you are applying,You must have at least one responsible person who can supervise the business at all times。
As long as the appointee is a suitable candidate and the relevant arrangements do not create role conflicts,The same person can be appointed as a responsible officer for more than one type of regulated activity。3、Among the responsible officers you intend to appoint,At least one must be an executive director as defined in the Securities and Futures Ordinance。Hong Kong financial license application，
Application conditions
What are there
- All your executive directors must seek approval from the SFC,to become yours(as a corporation)responsible person。
- When submitting your license application, you must,Submit all approval applications for all proposed responsible officers to the SFC together,for consideration by the Securities and Futures Commission。two、How much is the merchant’s registered capital? How to set up the equity structure?
- Paid-up capital of not less than 5 million yuan，Liquid capital of not less than 3 million yuan；
- The applicant for Hong Kong No. 149 license must be a Hong Kong company
- Or a non-Hong Kong company registered with the Hong Kong Companies Registry。
three、Ask if you want to directly acquire a licensed company，What's the process like? Materials for personnel changes and company changes need to be submitted to the Hong Kong Securities and Futures Commission，That is SFC，Review by the China Securities Regulatory Commission regarding acquisitions and shareholder background。When making an acquisition，Documents proving the source of funds for shareholders need to be re-provided，Including the previous year’s turnover，Statements for various types of financial products。It is necessary to prove that the shareholder’s assets are not less than HKD 5 million.。
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