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办理香港149号金融牌照和转让RO人员可以留任

Financial card care question

港信通邓生了解香港可以能够与美国纽约英国伦敦并列为世界三大金融中心除了其拥有得天独厚的区位

Advantages

和健全的金融市场体制其清晰高效的金融牌照获取流程也是中外金融机构能够扎堆设立的一大原因邓生办理香港149号金融牌照和转让RO人员可以留任其金融牌照的申请有清晰的标准流程和规则如果能够成功地拿到香港的金融牌照对于进一步进军国际金融市场或者服务与内地企业都可以占据有利的市场位置

办理香港149号金融牌照和转让RO人员可以留任

Application conditions

:Hong Kong’s financial licenses are divided into many categories,The difficulty of applying for a license is also different.。Hong Kong Securities and Futures Commission regulations,申请各类牌照需要2位香港持牌责任人而持牌责任人需要有3年连续公开的资本市场业绩记录以及要经过一系列严格的考试和资格审查等

at the same time,Enterprises also

Require

Have a physical office address in Hong Kong,Have an experienced management team to assist in running the company。

Subject qualification:必须是在香港注册成立的公司或在香港公司注册处注册的海外公司胜任能力:Licensed corporations and registered institutions when conducting relevant business,Manage the risks you may face when doing business,Specifically, having the right business structure in place、Good internal control system and qualified business personnel;licensed representative:所有进行受规管活动的人员均需为持牌代表

持牌代表的

Require

similar to responsible person,Only requires less qualifications and experience。Major shareholders, etc. must have the qualifications of suitable candidates:所有大股东(指所持有的权益或投票权超过10%的股东)均需符合证监会规定的”suitable person”criteria。The financial capacity of the entity:Applicants are required to maintain sufficient financial resources。

就所受规管活动类别申请人的低缴足股本

Require

Ranging from 0 to 30 million Hong Kong dollars。in addition,所有证监会持牌法团均有不同的监管资本

Require

(”Liquid capital”)。香港公司税务按照香港公司法例凡在香港经营业务的公司必须就其收入及支出保存适当记录账目以便确定其利润

办理香港149号金融牌照和转让RO人员可以留任因做会计帐需要请贵司务必妥善保管好下述资料:bank statement、销售发票购货发票银行月结单上的交易凭证所有营业

cost

的单据租赁合同等(相关单证要体现公司名称)。

香港公司税务香港采用地域来源原则征税源自香港的利润必须在香港纳税源自其它地方的利润可以不在香港缴纳利得税

如有业务在香港发生则利润将会被认为利润源自香港需要向香港政府纳税办理香港149号金融牌照和转让RO人员可以留任以下提供几点来验证业务是否在香港发生供货商和客户是否为香港客商订单合约的签署过程是否在香港发生是否在香港发生报关收发货等是否在香港政府留有任何经营记录等

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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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