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Process and fees for transferring Hong Kong No. 149 financial license

Financial card care question

The current financial license market in Hong Kong is at the bottom of the market.,If necessary, enter the Hong Kong financial market and the international market,now is a very good time,汇区域港信通-专业代理香港各类金融牌照,Process and handling of transferring Hong Kong No. 149 financial license

cost

The specific price depends on whether it is within a company.,Or buy them separately?,I won’t go into details on the price of separate purchases.,Recent transaction cases No. 149 license plate price is around 10 million,Trading time is seven months,Includes licensees and venues

cost

Congratulations to the intermediary

cost

wait。

Process and handling of transferring Hong Kong No. 149 financial license

cost

corporate

Require

:Company established in Hong Kong、Have a simple shareholder structure、The identity of the ultimate beneficiary/actual controller and shareholders and directors must comply with”suitable candidate

Require

“。During the application process, a form will be used,Conduct detailed verification of the financial status and character of major shareholders and directors。

Process and handling of transferring Hong Kong No. 149 financial license

cost

Definition of major shareholder:Own alone or jointly with a connected person more than 10% of the issued share capital;or directly or indirectly exercise more than 10% of the voting rights or control more than 10% of the voting rights at any shareholders’ meeting of the company,A person who holds, alone or jointly with one person, shares in another or more than one corporation,and the shares held enable the person, alone or with one person, directly or indirectly, to obtain 35% or more of that other corporation or other corporation。

Simply put,That is, holding more than 10% of the shares of the licensed company,Or hold 35% of the shares of a company controlled by a licensed company。Process and handling of transferring Hong Kong No. 149 financial license

cost

financial

Require

:to the applicant’s capital

Require

Different include:Proof of source of funds and legal certificate of shareholders、Plan to fund your business

Require

、Legal requirements for registered capital

Require

、Legal requirements for liquid funds

Require

in,There are also clear regular reports on financial status

Require

of。Under normal circumstances, licensed corporations are required to submit financial resource declarations to the SFC on a monthly basis.;4th、5、6、9and 10 types of licenses and corporations whose licenses are subject to the condition that they are not allowed to hold client assets,Only a financial resources declaration form must be submitted every six months。

Process and handling of transferring Hong Kong No. 149 financial license

cost

personnel

Require

Mainly because the law stipulates that at least one”Responsible Person RO”management company,But when applying for a license,or after being issued a license to operate in the future,Hong Kong Securities and Futures Commission

Require

Hire at least two”Responsible Person RO”。in,The person in charge of RO is divided into big and small names.。

A big-name RO is someone who has been in charge of relevant licenses before.。Small brand RO is to pass HKSI related examinations,Personnel with relevant industry experience。by 9 RO-2017 data as an example,Not involved in company management and operations,The monthly salary for pure listing is about 5-6 10,000 Hong Kong dollars,This depends on experience and bargaining power。If you need to participate in company operations and management,The monthly salary will be as high as HK$100,000。

Hong Kong Xintong International Business Co., Ltd. was established in 2007,Process and handling of transferring Hong Kong No. 149 financial license

cost

Headquartered in Shenzhen,and in Shanghai,Hongkong,Taiwan,There is an office in Japan。Hong Kong Xintong is a business service integration company,Get involved in international business,financial advisor,Acquisitions and mergers, etc.。

The company has professional accountants,lawyer,Financial advisory team,Use professional knowledge and control service quality and speed,Establish support service platform and solutions for enterprise expansion,Provide consulting for enterprises on overseas investments,Industrial and commercial tax、Acquisition and merger services。The content of this article is strictly prohibited from being reproduced by any website or individual.,Violators will be punished。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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connect:Hong Kong Information Communications Consultant

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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