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Hong Kong No. 1, No. 4, No. 9 license transfer conditions and fee details

Financial card care question

For many years, Hong Kong's financial license numbers have been No. 1, No. 4, No. 9, which are more favored by mainland asset management financial companies.,Mainland China's financial sector has developed very rapidly due to the trend of reform dividends.,As for many corporate finance companies, they are ready to move into the international market.,目前据港信通-介绍光去年经过港信通-受转让的香港金融牌照就有四十多家,The acquirers are all mainland companies.,转让的

cost

There is a big difference. The combination cards are slightly more expensive.,Individual license plates are at the bottom of history,So if you want to acquire something, you can inject funds at this stage.,At present, our company has a set of Hong Kong No. 1, No. 4, No. 9 for transfer.,Contact if necessary,24 hours standby。

Apply for a Hong Kong financial license

Require

Details are as follows:

  1. A company incorporated in Hong Kong or a non-Hong Kong company registered with the Hong Kong Companies Registry。
  2. The company has a suitable business structure、Good internal control system and qualified personnel,Ability to manage risks that may be faced in the business。
  3. For each type of regulated activity applied for,At least two responsible officers must be appointed to directly supervise the relevant activities。
  4. For each type of regulated activity applied for,At least one responsible person can supervise the relevant business at all times。
  5. Among the responsible personnel planned to be appointed by the organization,At least one of them must be from the China Securities Regulatory Commission

Require

executive director of。6.All executive directors of an institution must seek approval from the Securities and Futures Commission,to become responsible。After meeting the above conditions,The Hong Kong Securities Regulatory Commission will also conduct a saint ability review on the main responsible personnel.。

The CSRC’s review mainly looks at the following aspects::

  1. Financial position and solvency。
  2. Academic or other qualifications or experience。
  3. Are you capable of doing your job competently?、Carry out relevant regulated activities honestly and fairly。
  4. Reputation、character、Reliability and financial soundness。

Hong Kong as a major offshore and non-offshore center for Asia’s financial markets,Regardless of the maturity of the regulatory framework、Professional knowledge and product development, etc.,are at the forefront of the international financial market,It is the preferred platform for international investors to invest in Asia,港信通港信通-团队借助香港和深圳的毗邻

Advantages

Provide listing and acquisition of financial license services to mainland enterprises,Engaged in serving financial license institutions for thirteen years,Able to accept client entrustments while,Refined division of labor,Complete the application for a Hong Kong financial license in a relatively short period of time,目前港信通-公司旗下有干净的香港金融牌照转让,Business owners in need can learn more,专业服务香港既然弄牌照代办申请设立事项请联系港信通港信通-

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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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