Relations between Hong Kong and mainland China are getting closer,Both places are eager to expand their markets,Hong Kong is relatively open to the outside world,Mainland enterprises attempt to obtain the possibility of conducting financial securities business in Hong Kong by applying for Hong Kong License No. 149,Extend business to overseas markets through the Hong Kong platform,but,Anyone who pays attention to Hong Kong's license management will know,Due to strict supervision,Difficult to apply,The transfer of Hong Kong license No. 149 is favored by enterprises。
While companies are considering obtaining business qualifications through the transfer of Hong Kong No. 149 license,transfer
cost
is the primary factor to consider,The Hong Kong Securities Regulatory Bureau is the department that issues Hong Kong No. 149 licenses.,There are different applications for individuals and institutions
Require
,Mainly from paid-up capital、Liquid funds, etc.
Require
。
————————The three types of Hong Kong No. 149 licenses also have detailed regulations according to different business operations.
Require
,Transfer of Hong Kong license No. 149
cost
Before learning anything,We expand on the specific functions of these three types of licenses。Hong Kong License No. 1:Also called Hong Kong Securities Trading License,It provides stock (option) trading、Bond buying and selling、Buy or sell mutual funds、Investment funds and other services。————Transfer of Hong Kong No. 149 license。
——————Hong Kong License No. 4:A Class I securities dealer license applied for by a securities consulting company,Generally, the No. 1 license plate and the No. 4 license plate complement each other.,After obtaining the No. 1 trading license,Many investors will ask for investment advice,Hong Kong license No. 4 can provide opinions on securities,Analyze research reports on securities investment to investors。
————Hong Kong No. 149 License Transfer_Hong Kong No. 9 License:Also called asset management license,It is a common way for mainland private equity institutions to go overseas.,But for the strength of the enterprise
Require
is very high,First of all, we need management talents、There are also high costs,Not an easy qualification to obtain。
The transfer of Hong Kong license No. 149 is a step to avoid various application assessments,Direct way to obtain qualifications,Because no matter what type of license it is,Its issuance must comply with the Securities and Futures Ordinance,Registering a company in Hong Kong or being an overseas corporation is a prerequisite,In addition, enterprises need to have a suitable business framework、Good financial capabilities and responsible personnel holding relevant licenses。
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