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What is Hong Kong License No. 149?,How much does the transfer cost?

Financial card care question

The Hong Kong stock market is a free system that connects the world,However, most enterprises in mainland China are hampered by various domestic restrictions on financing.,have turned to the Hong Kong securities market.。Hong Kong No. 149 license application is usually the three types of licenses that mainland enterprises will apply for when entering the Hong Kong market.,Equipped with securities trading、Securities consulting and asset management and other business purposes。

Hong Kong No. 149 license transfer - Hong Kong No. 1 license is mainly required by securities companies engaged in securities transactions.,But taking into account different business development needs,We now have a choice of large and small No. 1 license plates.。The small No. 1 license can actually only provide customers for securities firms、Do a simple traffic diversion business,Only big No. 1 brands can provide securities、Options and other trading services。

Transfer of Hong Kong License No. 149 - Hong Kong License No. 4 before conducting securities transactions,When investors lack professional knowledge about securities,Will consult professionals to seek relevant investment advice,The number of individuals holding Hong Kong license number 4 is greater than the number of holding institutions,For securities companies,Hong Kong No. 4 license application is beneficial to the promotion of securities transactions。

Transfer of Hong Kong License No. 149 - Hong Kong License No. 9, also called Asset Management License,Its popularity is not unrelated to the stricter regulation of private equity in the mainland.,Obtaining Hong Kong's No. 9 license plate is equivalent to a large-scale private equity institution in the mainland obtaining a pass to invest overseas.,Same as plate number 1,Asset management licenses also come in different sizes.,The difference in price is also quite obvious。

Hong Kong has corresponding applications for each type of financial business qualification license.

Require

,However, the basic conditions for the transfer of Hong Kong No. 149 license cannot be separated from the following points::

  1. Apply in the name of a Hong Kong company or an overseas corporation established in Hong Kong;
  2. 2Licensed person in charge of corresponding activities,

Require

It is a designated degree、Those who have 3 years of relevant working experience and have obtained qualifications through examinations prescribed by the Hong Kong Securities Regulatory Commission;

  1. Have a solid financial position and solvency;
  2. The individual or organization is competent,Conduct activities honestly and openly。

Hong Kong stocks surge、The impact of factors such as the strengthening of financial supervision on the mainland,Accelerating the pace of mainland investment in Hong Kong,Hong Kong’s No. 149 license application has increasingly higher screening standards for applicant organizations,Corresponding prices are also rising all the way。In order to provide mainland enterprises with more convenient activities to carry out their needs,Currently following through the long-term market,Acquisition and transfer of Hong Kong No. 149 licenses with different qualifications,Current cards can be transferred,Lower than regular market price。

Completion of Hong Kong License No. 149

transfer process

back,Investors can use the No. 14 license to carry out securities trading activities,If it is a big number 1 card,Can provide securities investors with services related to securities and options trading,Hong Kong License No. 4 as a Securities Advisory License,For securities companies, it is an important qualification license to improve the securities service sector.。

Hong Kong’s No. 9 license is equivalent to the mainland’s private equity license,It can manage assets for overseas customers,Allocate funds globally,Not subject to capital controls。9License plates also come in different sizes,If you are applying for a No. 9 license,Then the unit can establish a public offering fund,Carry out fund retailing。

,The largest professional organization for handling Hong Kong No. 149 license in Guangdong Province,Ten years of focus on Hong Kong financial license application,Long-term business dealings in Hong Kong,There are a large number of professional licensees to connect with。To cater to investors’ desire to quickly launch a business

Require

,I now have Hong Kong financial license number 1-9 in hand.,Complete the corresponding changes,What is Hong Kong License No. 149?,transfer

cost

How much welcome and further communication。


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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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