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Hong Kong 149 license company transfers shares,Help Hong Kong No. 149 company to go overseas

Financial card care question

Hong Kong license number 9,If you want to provide asset management services in Hong Kong, you must hold this qualification。Hong Kong serves as a bridge for mainland funds to invest overseas,Many mainland companies are interested in this market,Many people want to hold a Hong Kong financial license。Hong Kong financial licenses have become increasingly popular in recent years。According to authoritative statistics, as of the end of 2016, there were 1,300 institutions holding Hong Kong license No. 9.,There are 6,366 licensed individuals。

There are two ways to obtain Hong Kong No. 9 license,One is to apply for new registration of a new company,The other is to directly acquire a company that already has a Hong Kong license。I would like to inquire about the details of Hong Kong No. 9 license plate

Process

和条件等具体事宜的朋友请联系港信通-.要问香港9号牌照的办理难度,There must be some。

Think about it the other way around,It is precisely because the threshold for application is high,High gold content。Hong Kong Securities Regulatory Commission has clarified the conditions for applying for Hong Kong No. 9 license

Require

,First, the company needs to establish a company in Hong Kong or register a non-Hong Kong company at the Hong Kong Companies Registry.。Company business structure,Internal control systems, etc. need to comply with

Require

。The applicant company needs to be equipped with more than two responsible personnel,Responsible personnel need to pass a competency test。

For industry qualifications and academic qualifications

Require

,Prefer business administration、Accounting、Broker、Degree in finance or law;Staff industry experience

Require

3 years of relevant industry experience in the past 6 years,Have more than two years of management skills and experience and pass the supervisory certification exam。Funding,The paid-in capital must be more than HKD 5 million,Liquidity funds vary from HKD 100,000 to HKD 3 million depending on the type.。

During the actual handling process, you will encounter the actual handling

Require

,Subject to actual handling。After the conditions are met,Applicants can apply to the Securities and Futures Commission of Hong Kong according to the procedures。The main aspects that the Securities and Futures Commission of Hong Kong considers are financial status and solvency.,Personnel’s academic or other qualifications or experience,Reputation、character、Reliability and financial soundness, etc.。

详细的香港9号牌的办理事宜请咨询港信通-港信通-:.想办理其他类型的香港牌照的也可以免费咨询港信通-。In addition, there are currently existing No. 149 license plates available for transfer.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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