Cooperation and exchanges between Hong Kong and the Mainland are reflected in all aspects，Securities exchange is one aspect。Securities exchanges between Hong Kong and mainland China benefit from the opening of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect.，Many mainland companies are no longer satisfied with deploying the mainland's financial market.，Instead, target the market overseas，At the same time, we also pin our hopes on the application of Hong Kong No. 149 license.，What is Hong Kong License No. 149?，Is there anything to do?
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This is what we will focus on below。
Hong Kong License No. 149，It is a type three Hong Kong securities dealer license，in Hong Kong，There are ten major categories of similar licenses，The main topic here is Hong Kong License No. 149.。spread out in turn，Hong Kong License No. 1，License to apply for to engage in securities trading；Hong Kong license No. 4，Securities license to provide securities advisory services；Hong Kong license number 9，Generally, it is a qualification document applied by an asset management company.。
Hong Kong Securities Regulatory Commission handles Hong Kong No. 149 license
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Different，There is also a certain difference in difficulty。香港149号牌照是什么先了解到这里，Apply for Hong Kong license No. 149
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That's what everyone cares about，It is no less difficult for the Hong Kong Securities Regulatory Commission to approve the Hong Kong No. 149 license than in mainland China.，Even the steps are more complicated。
licensed corporation
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Set up a company in Hong Kong，And the minimum threshold for rent payment is 5 million yuan，Have liquidity of more than 3 million yuan。Hong Kong License No. 149 Licensed Corporation
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There are more than two persons in charge，And one of them must be the Securities and Futures Commission of Hong Kong
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executive director of。Hong Kong No. 149 license application
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Basically meet the conditions，All I owe is the east wind。
The applicant brings all the information to the Securities and Futures Commission of Hong Kong for review in person or by entrusting an agent.，The Securities and Futures Commission of Hong Kong looks at the financial situation、Solvency、Educational qualifications、Qualifications、Coordinate management capabilities、Reputation、Conduct assessment on character and other aspects，Determine whether the applicant is eligible to apply。Applicants for issuance of Hong Kong license No. 149，Subject to regular review by the Securities Regulatory Commission。
Within 1 month after the issuance of Hong Kong license No. 149，Notify the SFC of the company’s financial year end date；Within 4 months after the end of the financial year，Submit the company's audited accounts and other required materials and submit the company's financial resources declaration form to the China Securities Regulatory Commission every month。This is the follow-up work that needs to be completed after the Hong Kong No. 149 license is successfully processed.。
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