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What does Hong Kong License No. 149 mean?

Financial card care question

港信通彭易Aaron说在金融领域牌照一直是一个拥有分量话语权不管是企业还是个人都会想用拥有一块属于自己的金融牌照然而在牌照申请的时候都会有很多申请的难题所以在申请一个牌照的时候我们可以咨询专业的资质办理机构港信通国际,When applying for a 149 license based on Hong Kong Xintong International’s past experience, you need to pay attention to the following points::在金融市场有很多的申请的在今年大家都知道申请香港149号牌照需要申请香港1469号牌照需要什么条件:Class license:Purpose of securities trading license:It is used to provide various services for securities trading to customers.,Such as providing stock and option trading services;Ability to buy and sell bonds for clients、Functions such as buying and selling mutual funds,It is the one with the largest number of individuals and entities among the 9 types of licenses.。

Apply

Require

:It depends on whether you hold client assets to operate funds,Generally, the difficulty of applying for a license to hold assets is different from that of a license not to hold assets.。Class IV license:Securities advisory license purpose:It’s a consulting license,Units holding such licenses,Can give investors some appropriate investment advice,Generally to facilitate securities transactions,Hong Kong No. 4 license will be applied for together with Hong Kong No. 1 license。

Apply

Require

:Register a Hong Kong company,Configure a corporate structure appropriate to the company's business scale,2RO above the name,Can be used with 1、9License holders of licenses overlap。Category 9 license:Purpose of asset management license:Able to help overseas customers manage assets,It is a type of Hong Kong financial license sought after by large mainland private equity institutions.。其中有很多人都通过收购或者申请的方式都获得了自己需要的牌照

如果您也想获得一份属于自己企业的牌照可以咨询港信通国际进行办理!相关产品:What does Hong Kong License No. 149 mean?


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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